What is an appointed representative?
1.1 An Appointed Representative (AR) is a firm1 or person who carries on a regulated activity or activities under the responsibility of an authorised financial services firm. An authorised firm which appoints representatives in this way is referred to as a 'principal'.
Who is responsible for an appointed representative?
An appointed representative (AR) is a firm or person who carries on a regulated activity on behalf, and under the responsibility of, a firm authorised by the FCA (the principal). In appointing an AR, the principal assumes responsibility for the regulated activities the AR carries out.
How long does it take to become an appointed representative?
Appointed Representatives: What are they? A firm that carries out regulated business on behalf of another directly authorised one is known as an Appointed Representative and the firm that they work for is known as their Principal Firm. In essence, an Appointed Representative acts as an agent of a Principal Firm.
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The changing face of Insurance Distribution and the growth of www localinstitutes cii co uk/media/9537/gauntlet-cii-presentation-2 pdf What is an Appointed Representative? The FCA definition is: An Appointed Representative (AR) is a person or firm who conducts regulated activities and
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