Reg S
What is Reg s?
Reg S is available for offerings of both equity and debt securities. Regulation S is available only for “offers and sales of securities outside the United States” made in good faith and not as a means of circumventing the registration provisions of the Securities Act.
What is Regulation S?
Regulation S is available only for “offers and sales of securities outside the United States” made in good faith and not as a means of circumventing the registration provisions of the Securities Act. The availability of the issuer (Rule 903) and the resale (Rule 904) safe harbors is contingent on two general conditions:
What is regs under the Securities Act?
Regulation S under the Securities Act of 1933, as amended (the “Securities Act”) is a safe harbor from the registration requirements of the Securities and Exchange Commission (the “SEC”) for offers and sales of securities made outside of the U.S.
Regulation S provides an SEC-compliant way for non-US and U.S. companies to raise capital outside the U.S. A Regulation S offering can issue equity or debt securities. A company that makes its offering under Reg S can also use another method to raise capital inside the U.S. - usually Reg D or Rule 144A. To read the complete answer, click on the blue button below.
[PDF] Offerings Under Regulation S - Pillsbury Winthrop Shaw Pittman
Offerings Under Regulation S - Pillsbury Winthrop Shaw Pittman www pillsburylaw com/images/content/4/7/v2/476/RobbinsRegS2013 pdf In essence Regulation S permits these types of transactions among others to occur without SEC registration To issuers and other distributors of securities
[PDF] WHAT'S THE DEAL? Regulation S - JD Supra
WHAT'S THE DEAL? Regulation S - JD Supra www jdsupra com/post/fileServer aspx?fName=26a1d0a3-b90e-4521-bc28-cce335254a07 pdf Regulation S provides an exclusion from the Section 5 registration requirements of the Securities Act for offers made outside the United States by both U S
[PDF] REG S BONDS - Business Research and Insights
REG S BONDS - Business Research and Insights business nab com au/wp-content/uploads/2018/01/round-table-regs-bonds-2018 pdf Sponsored by: ASIA INTERNATIONAL FINANCING REVIEW ASIA ROUNDTABLE JANUARY 2018 www ifrasia com REG S BONDS The rise of Asia's own dollar bond market
[PDF] Regulation S Selling and Transfer Restrictions: A Basic User's Guide
Regulation S Selling and Transfer Restrictions: A Basic User's Guide www clearygottlieb com/-/media/organize-archive/cgsh/files/publication- pdf s/regulation-s-selling-transfer-restrictions-a-basic-users-guide pdf 18 juil 2012 under Regulation S Brief History of Regulation S The Securities Act does not provide a specific exemption for offers and sales of
[PDF] procedure_reg_spdf - HKEX
procedure_reg_s pdf - HKEX www hkex com hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Other-Resources/Listing-of-Overseas-Companies/procedure_reg_s la=en Regulation S (the “Regulation S Category 3 Requirements”) Given the manner in which securities are traded and settled on The Stock Exchange of Hong Kong
[PDF] Spotlight - Reg S & Rule 144A securities remain key - Clearstream
Spotlight - Reg S & Rule 144A securities remain key - Clearstream www clearstream com/resource/blob/2128150/afdf779a520d6a68d99f269c8619f885/spotlight-securities-data pdf Issuing Reg S & Rule 144A securities to global investor base Clearstream's AA-rated infrastructure is best placed to support the issuance
[PDF] REGULATION S CERTIFICATION FORM Page 1 of 1
REGULATION S CERTIFICATION FORM Page 1 of 1 www sumridge com/wp-content/uploads/2014/07/Reg-S-Form pdf We may occasionally purchase securities pursuant to Regulation S only for those accounts for which we are acting as a professional fiduciary and:
[PDF] Cautionary note to US Persons as defined in US SEC Regulation S
Cautionary note to US Persons as defined in U S SEC Regulation S www mandarine-gestion com/uploads/reg/reg_mandarine_us-investors-disclaimer_en pdf to or for the benefit of directly or indirectly any U S Person (as defined in Regulation S in the U S Securities Act of 1933) except pursuant to a