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Regulation of non registered products such as traditional life insurance and fixed annuities



Variable insurance products, which include variable annuities and variable life insurance, differ from traditional "fixed dollar" insurance contracts in the way in which benefits are funded. Premium payments are held in a "separate account" that provides the contract owner with a variety of investment options such as money market, equity and bond funds, not available to purchasers of ...




[PDF] ALTERNATIVES TO TRADITIONAL REGULATION - OECD

ALTERNATIVES TO TRADITIONAL REGULATION - OECD www oecd org/gov/regulatory-policy/42245468 pdf In this way the government is able to specify the total level of emissions but not impose limits on individual firms Fiscal measures – such as the use of

[PDF] Regulation of Retail Structured Products - Ioscoorg

Regulation of Retail Structured Products - Iosco org www iosco org/library/pubdocs/ pdf /IOSCOPD434 pdf However for purposes of this Final Report the term intermediary in the U S securities sector refers to registered swap dealers and broker-dealers not

[PDF] Principles Regarding Cross-Border Supervisory Cooperation

Principles Regarding Cross-Border Supervisory Cooperation www iosco org/library/pubdocs/ pdf /IOSCOPD322 pdf among regulated entities such as exchanges intermediaries credit rating agencies and Registration requirements usually are designed not

[PDF] Quality assurance of pharmaceuticals

Quality assurance of pharmaceuticals apps who int/iris/bitstream/handle/10665/43532/9789241547086_eng sequence=1&isAllowed=y national drug regulations product assessment and registration Member States for non-commercial institutions such as certification bodies



[PDF] tga consultation: options for the future regulation of “low risk” products

tga consultation: options for the future regulation of “low risk” products www tga gov au/sites/default/files/submissions-received-options-future-regulation-low-risk-products-harvey pdf 12 mai 2017 Exclusion from the therapeutic goods regulatory framework means these products; it also involves non-registered practitioners such as

[PDF] Regulation of Investment Advisers by the US Securities - SECgov

Regulation of Investment Advisers by the U S Securities - SEC gov www sec gov/about/offices/oia/oia_investman/rplaze-042012 pdf exclusion to the extent that they serve or act as an investment adviser to a registered investment company However if in the case of a bank such

[PDF] Annex 10 - World Trade Organization

Annex 10 - World Trade Organization www wto org/english/tratop_e/trips_e/techsymp_290621/gaspar_pres3 pdf undertaken by other authorities such as but not limited to: vigilance market effective regulation of medical products as an important part of health

    Regulation S

    Regulation S-K

    Regulations for insurance companies