[PDF] 2 approaches to regulation

There are two traditional approaches to regulation, rules-based regulation and principle-based regulation.
View PDF Document


  • What are the approaches to regulation?

    Three main approaches to regulation are “command and control,” performance-based, and management-based. Each approach has strengths and weaknesses.5 avr. 2016

  • What are the two types of regulation?

    Government regulation is classified into two basic types; social and economic regulation. Social regulation ensures the protection of public interests and social cohesion. In contrast, economic regulation ensures efficiency by curbing market failure and managing the economy effectively.

  • What are the three approaches to regulation?

    While there are a wide range of approaches to regulation, broadly speaking, three common approaches prevail – rules-based (prescriptive), goals-based, and management-based regulation. In this article, we break down these three common approaches and take a look at their benefits and challenges.23 mar. 2022
  • What does Principles-based regulation mean? In general terms, Principles-based regulation means moving away from reliance on detailed, prescriptive rules and relying more on high-level, broadly stated rules or Principles to set the standards by which regulated firms must conduct busi- ness.
View PDF Document




Supervisory and Regulatory Approaches to Climate-related Risks

29.04.2022 ?. 2. Supervisory and regulatory reporting and collection of data from financial institutions .... 6. 2.1. Regulatory and supervisory practices ...



Regulatory treatment of accounting provisions – interim approach

Basel II paragraph 384. 6. See Basel Committee on Banking Supervision



COMMISSION DELEGATED REGULATION (EU) No 529/•2014 - of

20.05.2014 ?. (2). Regulation (EU) No 575/2013 differentiates between material extensions or changes to the Internal Ratings Based. Approach (IRB ...



Final+Report+on+Guidelines+on+LGD+estimates+under+downturn

6.03.2019 ?. Regulation (EU) No 575/2013 (CRR) published on 16 November 2018.4 ... (ii) type 2 approaches



Regulatory approaches to enhance banks cyber-security frameworks

By Juan Carlos Crisanto and Jermy Prenio. August 2017. Page 2. FSI Insights are written by members of the Financial Stability Institute (FSI) of the Bank for 



ALTERNATIVES TO TRADITIONAL REGULATION: DRAFT OUTLINE

government involvement and legislative backing that determines the difference between the two. Self- and co-regulatory approaches are frequently used in the 



Payment Services and Electronic Money – Our Approach – FCA

2. The FCA's role under the Payment Services Regulations 2017 and the Electronic practical understanding of the requirements our regulatory approach



9390/1/21 REV 1 LO/tl 1 LIFE.2 I. INTRODUCTION 1. On 30 May

18.06.2021 ?. Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND ... LIFE.2. EN. II. THE PRESIDENCY COMPROMISE FOR A GENERAL APPROACH.



of 12 March 2014 - supplementing Regulation (EU) No 575

20.05.2014 ?. COMMISSION DELEGATED REGULATION (EU) No 528/2014 ... (a) the simplified approach as set out in Articles 2 and 3 of this Regulation;.



COMMISSION REGULATION (EU) No 589/•2014 - of 2 June 2014

3.06.2014 ?. COMMISSION REGULATION (EU) No 589/2014 of 2 June 2014 laying down methods of sampling and analysis for the control of levels of dioxins ...