6 avr. 2021 These guidelines apply from two months of the date of publication of the guidelines on. ESMA's website in all EU official languages. 4. The ...
30 mai 2022 The Estonian FSA notified ESMA that they published the decision of the. Page 2. 2. Competent authority. Complies or intends to comply. Comments.
5 juin 2020 Guidelines on certain aspects of the MiFID II compliance function ... replacing the existing ESMA guidelines on the same topic issued in ...
Guidelines on certain aspects of the MiFID compliance function requirements. Page 2. ESMA • 103 rue de Grenelle • 75007 Paris • France • Tel.
20 janv. 2021 requirements (ESMA/2012/388) ... ESMA's guidelines on certain aspects of the MiFID compliance function requirements: Member State. Competent.
15 juil. 2019 draft ESMA guidelines on certain aspects of the MiFID II compliance function requirements. The compliance function is a crucial function ...
29 nov. 2017 For this reason ESMA decided to perform a peer review on the. Guidelines on certain aspects of the MiFID compliance function requirements.
20 juil. 2022 The following competent authorities comply or intend to comply with ESMA's Guidelines on certain aspects of the MiFID II compliance function ...
Guidelines compliance table. Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders.
19 juil. 2022 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders.