CNCIF: National Chamber of Financial Investment Advisors. - CNCGP: National Chamber of Wealth Advisors. - COA: Insurance or Reinsurance Broker.
registered representative a registered investment advisor
products including securities
27 avr. 2007 designation requirements to all industry professionals including insurance agents
31 déc. 2015 Life Insurance and Investment-Linked Policies II ... 10 Any representative of a financial adviser who provides the financial.
compliance and registration products and services for investment advisers broker-dealers
Life insurance agents who use any one of the following titles: Financial Planner; Financial Advisor; or Financial Consultant; OR hold themselves out as
The regulations provide exemptions to certain persons such as insurance agents pension advisers
Michigan Department of Insurance and Financial Services registered representative a registered investment advisor
register as both a registered representative with a broker- dealer firm and an investment adviser. Also a financial professional selling some insurance
Advisor Authorization Form Advisor Authorization Form Use this form to designate an Advisor Firm Limited Durable Power of Attorney for your insurance policy or annuity contract If you have questions when completing this form please call 800-910-7899 Monday through Friday from 8:30 a m to 7 p m Eastern time
LPL Investment Advisor Representative: Holds Series 7 and Series 66 registrations through LPL Financial Licensed with the MN Department of Insurance as a Life and Health Insurance Agent Provides comprehensive financial planning and investment advice Specializes in retirement planning college-cost planning tax-advantaged investing
Representative of Cetera Advisor Networks LLC Cetera Advisor Networks LLC is under separate ownership from any other named entity HBW Advisory Services LLC clients may be offered various securities in addition to the advisory services offered by Cetera Advisor Networks LLC This may result in Richard Jones receiving compensation from Cetera
If a state’s definition of “investment adviser representative” includes so-licitors it should next be determined whether the solicitor is a “supervised person” under the Advisers Act and thus potentially exempt from any state regis-tration requirements
LPL Investment Advisor Representative: More than 20 years experience working in the financial industry Holds Series 7 and Series 66 registrations through LPL Financial Licensed with the WI and IL Department of Insurance as a Life and Health Insurance Agent Graduate of Lake Forest College with a B A in Economics and Political Science