Business conduct ce credits mfda

  • What are the requirements for MFDA certification?

    Participants registered as Dealing Representatives must take a total of 30 credits in each cycle, which is comprised of the following: 8 Business Conduct credits; o A minimum of 1 and maximum of 2 Business Conduct credits must relate to ethics • 20 Professional Development credits; and • 2 MFDA Compliance credits..

  • MFDA Rule 2.1. 1 requires that each Member and each Approved Person deal fairly, honestly and in good faith with clients; observe high standards of ethics and conduct in the transaction of business; and refrain from engaging in any business conduct or practice which is unbecoming or detrimental to the public interest.
Participants registered as Dealing Representatives must take 30 credits total in each cycle, which is comprised of:
  • 8 Business Conduct (BC) Credits. A minimum of 1 and maximum of 2 of these Business Conduct Credits must relate to ethics.
  • 20 Professional Development (PD) Credits.
  • 2 MFDA Compliance (MC) Credits.
A: Individuals registered as Dealing Representatives must complete 8 Business Conduct Credits, 20 Professional Development Credits and 2 Compliance Credits each 
OPTIONAL CE ACTIVITIES Participants in the Mutual Fund Dealer Division CE program can take the IIROC CE accredited webcasts and enter attendance on the MFDA CE 
Participants registered as Dealing Representatives must take 30 credits total in each cycle, which is comprised of: 8 Business Conduct (BC) Credits. A minimum of 1 and maximum of 2 of these Business Conduct Credits must relate to ethics.

Where can I find information about MFDA continuing education?

The full requirements and additional guidance, including:

  • guidance for Members
  • Providers and Accreditors can be found at on the MFDA website (mfda.ca/continuing-education).

    • Who should consult with MFDA?

    Approved Persons should consult with their Member to determine which how the Member has chosen to administer the MFDA CE Program and what the Approved Persons’ responsibilities are regarding the administration and completion of their CE credits.

    How do I get 2 MFDA Compliance Credits?

    Insurance

    The 2 MFDA Compliance Credits must be obtained by completing continuing education activities specifically created and designated by the MFDA for the purposes of MFDA Compliance Credits

    The MFDA will be responsible for issuing the content to Participants

    What are the new MFDA continuing education requirements?

    New continuing education requirements for advisors registered with the Mutual Fund Dealers Association of Canada (MFDA) take effect Dec

    1, and the regulator posted details about the new program on Friday

    Under the continuing education (CE) program, MFDA advisors must earn 30 CE credits within each two-year cycle


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