CLASSIFICATION DES CLIENTS SELON LA MIF
comme non professionnel par lettre avec accusé de réception. II. Client professionnel : ▫ Client professionnel par nature : ➢ Les entités qui sont tenues d'
MiFID II Client Categorisation
The Markets in Financial Instruments Directive (MiFID) regime (implemented in 2007) uses client 'categories' to recognise that investors have different
mifid ii client categorisation
Guidelines
5 févr. 2018 on MiFID II product governance requirements ... the MiFID II client categorisation of “retail client” “professional client” and/or “ ...
esma guidelines on mifid ii product governance requirements
ESMA35-43-349 - On MiFID II and MiFIR investor protection and
4 avr. 2017 categorisation. Art. 45(1) of the MiFID II. Delegated Regulation. 3/10/2017. 2. Clients who may be treated as professionals on request (1).
esma mifid ii qas on investor protection topics
DOC-2007-25
17 déc. 2020 (ci-après la « Directive MIF 2 ») a été transposée dans le code monétaire ... Non la catégorisation initiale du client faite par le PSI est ...
doc
Chapter 3 Client categorisation
If a firm conducts business for a client involving both: (1) MiFID or equivalent third country business; and. (2) other regulated activities subject to this
Final Report
2 juin 2017 Guidelines on MiFID II product governance requirements ... With regard to the category of 'type of clients to whom the product is targeted':.
esma report on guidelines on product governance
Implementing MiFID's Client Categorisation requirements
8. MiFID: Article 24 (Transactions executed with eligible counterparties) and Annex II (Professional clients for the purpose of this directive). Draft
mifid classification
Consultation Paper
27 janv. 2022 Guidelines on certain aspects of the MiFID II suitability requirements ... of Annex II of MiFID II ('Categories of client who are considered ...
esma consultation paper on review mifid ii guidelines on suitability
Sans titre
Le présent document a pour objet de présenter les principales innovations du cadre réglementaire MIF 2. I. LA CATEGORISATION DES CLIENTS ET LES IMPACTS EN