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PDF ASEAN Fully Implement e-Form D through the ASEAN Single

ASEAN Member States started fully implementing the issuance and acceptance of e-Form D through the ASEAN Single Window (ASW) on 1 January 2024 From now on hard copies of Form D will only be issued and accepted when technical issues are taken place

  • How do I file a form D?

    Form D notices and amendments must be filed online using the SEC's EDGAR (Electronic Data Gathering, Analysis and Retrieval) system. To file using the EDGAR system, a company must have its own filer identification number (called a “Central Index Key” or “CIK” number) and a set of password-like “access codes.”

  • Can a company file a form D with a CIK number?

    Once a company has a CIK number and EDGAR access codes, it can make Form D and other SEC filings by logging into the EDGAR system. Once logged in, the filer will have only one hour after its last keystroke to complete a Form D filing. Therefore, it is important to gather all the information needed to complete the filing before logging in.

  • How do I Complete Form D on Edgar?

    When you are logged into the system, choose “Form D” under “Make a Filing”. We provide item-by-item instructions and helpful tips on how to complete the Form D on EDGAR. We also provide links to definitions of key terms we use throughout the form.

  • What is a form D & how does it work?

    As part of the ASW initiative, the Participating Countries have agreed to implement the electronic filing of the Form D, which is expected to simplify and expedite clearance processes, and as a result, increase the trade efficiency and competitiveness amongst the Participating Countries.

Step 1

Determine whether we have assigned a Central Index Key (CIK) number to your company A CIK number is a unique ten digit number we assign to companies that file with the SEC. We have assigned a CIK number to you if you have previously filed a Form D, if your company is already an EDGAR filer, or if your company has already taken the necessary steps t

Step 2

Obtain EDGAR access codes and a CIK number (if not previously assigned). If your company currently makes electronic filings, you already have and use EDGAR access codes. If your company has not filed a Form D or any other filing with the SEC and does not have EDGAR access codes, you must apply to obtain them. To apply, you must complete and submit

Step 3

Create your EDGAR access codes When we process your Form ID and approve your request for a CIK number and EDGAR access codes, we will send a message to the email address you provided in the application process with further instructions. In that email, we will provide you with your CIK number and information on how to generate your access codes in E

Filing An Electronic Form D on Edgar

Visit https://www.onlineforms.edgarfiling.sec.gov/and use the access codes you generated to log into EDGAR. When you are logged into the system, choose “Form D” under “Make a Filing”. We provide item-by-item instructions and helpful tips on how to complete the Form D on EDGAR. We also provide links to definitions of key terms we use throughout the

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