Directive 14 SIX Swiss Exchange Admission des traders

22 jui 2020 · SIX Swiss Exchange SA Directive 1: Admission des participants du 24 février 2020 Dispositions d'exécution relatives à l'examen de trader

de l'autorité de surveillance compétente, de la Bourse et des organes de régulation Enregistrement des traders vés (LIMF), l'admission des participants à la Bourse SIX Swiss Exchange SA (la «Bourse»), l'organisation du négoce en 

without delay Traders carry out trading activities on SIX Swiss Exchange under the responsibility of the participant Directive 1: Admission of Participants para

In the area of issuer regulation, SIX Exchange Regulation is responsible for the admission of securities and monitors compliance with the Listing Rules Figure: 

Directive 1: Admission of Participants Admission as a market maker Participation in the Exchange requires participation in SIX Swiss Exchange AG c) familiarity with the trading, clearing and settlement modalities of the Exchange;

SIX Swiss Exchange—New Rule Book for Participants and Traders By Till Spillmann 2 tion 6 of Directive 1 on Admission of Participants d) On-exchange  

the admission of securities to trading as well as all implementing provisions SIX Swiss Exchange rules and regulations must be approved by the Swiss Financial they are aligned with the relevant directives of the European Union The rules 

Trading of equity securities on the SIX is provided for in three different segments: SIX Directive on the Listing of Foreign Companies (DFC) (www six-

SIX Exchange Regulation AG Content of the listing prospectus (cancelled) 2 The lock-up obligations shall apply as of the first trading day Swiss Financial Market Supervisory Authority Ordinance of 3 December 2015 on Financial