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Answer B is correct. This case is based on facts from a CFA Institute Professional Conduct enforcement action. Page 25
TOPIC: ETHICAL AND PROFESSIONAL STANDARDS Answers to Sample Level II Item-Set Questions. 1. To best comply with the CFA Institute Standards of ...
Apr 2 2022 Code of Ethics and Professional Standards Highlights ... Strategy in answering questions: Suggested approach. - 1.
be introduced to various types of ethical issues within the investment profession and 1 CFA Institute and Edelman “Investor Trust Study” (2013): ...
https://www.cfainstitute.org/-/media/documents/support/programs/cfa/sample-level-III-itemset-questions.pdf
Recognizing this CFA Institute vigorously enforces the Code of Ethics and Standards of Professional Conduct and the rules and regulations of the CFA Program.
Disclosures 57. Documentation 81. Employment Issues 90. Error Correction 105. Investments and Trading 112. Outside Activities 150. Performance Reporting 162.
CFA Institute Code of Ethics and Standards of Professional Conduct . determine correct answers to specific questions the group's discussion.
be introduced to various types of ethical issues within the investment 1 CFA Institute From Trust to Loyalty: A Global Survey of What Investors Want ...
Level I Ethics Quiz 1 (44 questions 66 minutes) 5. Jill Jones