This summary describes The Goldman Sachs 401(k) Plan (the “Plan”), as amended and restated effective January 1, 2016 This summary describes in non-technical language the significant provisions of the Plan This summary does not describe all of the provisions of the Plan in detail If there is a discrepancy or inconsistency
agreement contract € If your plan invests directly in mutual funds and bank collective trust funds using MassMutual's registered product platform, then the information contained in this list is inapplicable to your plan • This list of investment options in the MassMutual investment program may include investment options that have
Deutsche Bank Securities Inc 60 Wall Street, New York, NY 10005 4/11/1994 DriveWealth, LLC 97 Main Street, 2nd Floor, Chatham, NJ 07928 6/12/2019 Edward D Jones & Co , L P 12555 Manchester Road, St Louis, MO 63131 5/30/1985 E*Trade Securities LLC 1271 Avenue of the Americas, 14th Floor, New York, NY 10020 8/2/2016
5 3 American Business Collaborative, LLC 401k Plan No 5 3 1 Oppenheimer Developing Markets A Yes $1,001 - $15,000 None (or less than $201) 5 3 2 Deutsche Global Real Estate Securities Yes $15,001 - $50,000 $201 - $1,000 5 3 3 Undiscovered Mgrs Behavioral Value A Yes $15,001 - $50,000 $201 - $1,000
registered investment adviser, retirement plan administrator, bank or family office (“intermediaries”) If you open your FBS brokerage account through an intermediary, you or your intermediary will make all decisions regarding the purchase or sale of investments; FBS generally will not provide
• Fidelity NetBenefits (401k com) • Fidelity NetBenefits (401k com) - OFX Direct • idelity-PIF • First American Funds • st Clearingir F • First Eagle Funds • First Hawaiian Bank • First Trust Portfolios 2 • First Trust Retirement • FIS (Metavante) • itekF • FMR,LLC • FolioFN • Forethought Financial Group, Incs
3 2 American Business Collaborative, LLC 401k Plan No 3 2 1 Undiscovered Mgrs Behavioral Value A Yes $15,001 - $50,000 $1,001 - $2,500 3 2 2 Schwab Advisor Cash Reserves Fund - Premier Sweep Share Yes None (or less than $1,001) None (or less than $201) 3 2 3 Invesco Convertible Securities A Yes $100,001 - $250,000 $5,001 - $15,000
“Deutsche Bank Settles 401(k) Self- “Should 401k Plans Offer Only Index exclusively for large employer plan sponsors on health,
to come to an end, cf Klimowicz v Deutsche Bank Nat'l Trust Co , 907 F 3d 61, 67 (1st Cir 2018) Thus "fraud on the court" is limited to fraud that "'seriously' affects the integrity of the normal process of adjudication," "defile[s] the court itself," and prevents "the judicial machinery" from performing its usual function--for
Geoffrey T Sanzenbacher is the associate director for research at the Center for Retirement Research at The administration of 401(k) plans and their as- sets is governed by the Deutsche Bank Ams Holding Corp S D N Y 12/21/2015 ü
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