7 jui 2018 · Morphology Francis Katamba 1 Introduction 1 1 THE EMERGENCE OF MORPHOLOGY Although students of language have always been aware of the
Francis Katamba is Lecturer in Linguistics at Lancaster University His publications include Morphology (1993) and Introduction to Phonology (1989)
BOOIJ Geert, The Grammar of Words: An Introduction to Morphology ?KATAMBA Francis, Morphology, New York: St Martin's Press, 1993
5 5 Inflection, derivation and the syntax-morphology interface 102 5 5 1 The dichotomy approach and split morphology Katamba and Stonham (2006)
(inflectional morphology) word formation (lexical morphology) Morphology is often referred to as grammar, the set of rules governing words in a language
31 mar 2020 · PHONOLOGY –II 2001 AN INTRODUCTION TO PHONOLOGY by Francis Katamba ( pdf ) Study Materials: Book (Pdf) Morphology by Francis Katamba
English morphology, especially Germanic versus Romance word- Katamba, Francis (1993), Morphology, Basingstoke: Macmillan
78790_7Katamba_ch1_3.pdf
Morphology
FrancisKatamba
1Introduction
1.1THEEMERGENCEOFMORPHOLOGY
Althoughstudentsoflanguagehavealwaysbeenawareoftheimportance ofwords,morphology, thestudyoftheinternalstructureofwordsdidnot emergeasadistinctsub-branch oflinguisticsuntil thenineteenthcentury. Earlyinthenineteenthcentury,morphologyplayedapivotalroleinthe reconstruction ofIndo-European.In1816,FranzBopppublishedthe results ofastudysupportingtheclaim,originallymadebySirWilliam
Jonesin1786,
thatSanskrit,Latin,PersianandtheGermaniclanguages weredescendedfromacommonancestor.Bopp'sevidencewasbasedona comparisonofthegrammaticalendingsofwordsintheselanguages.
Between1819
and1837,Bopp'scontemporaryJacobGrimmpublished hisclassicwork,
DeutscheGrarnrnatik.Bymakingathoroughanalytical
comparison ofsoundsystemsandword-formationpatterns,Grimm showed theevolutionofthegrammarofGermaniclanguagesandthe relationshipsofGermanictootherIndo-Europeanlanguages. Later,undertheinfluenceoftheDarwiniantheoryofevolution,the philologistMaxMullercontended,inhisOxfordlectures of1899,thatthe study oftheevolutionofwordswouldilluminatetheevolutionoflanguage justasinbiologymorphology,thestudy oftheformsoforganisms,had thrownlightontheevolutionofspecies.Hisspecificclaimwasthatthe study ofthe400-500basicrootsoftheIndo-Europeanancestorofmanyof thelanguagesofEurope andAsiawasthekeytounderstandingtheorigin ofhumanlanguage (d.Mliller,1899;citedbyMatthews,1974). Suchevolutionarypretensionswereabandonedveryearlyoninthe history ofmorphology.Inthis.centurymorphologyhasbeenregardedasan essentiallysynchronicdiscipline, thatistosay,adisciplinefocusing onthe studyofword-structureatonestageinthelifeofalanguageratherthanon theevolution ofwords.But,inspiteoftheunanimousagreementamong linguists onthispoint,morphologyhashadachequeredcareerin twentieth-centurylinguistics,asweshallsee.
1.2MORPHOLOGY
INAMERICANSTRUCTURAL
LINGUISTICS
AdherentstoAmericanstructurallinguistics,oneofthedominantschools oflinguisticsinthefirstpartofthiscentury,typicallyviewedlinguisticsnot somuchasa'theory' ofthenatureoflanguagebutratherasabodyof 3
4IntroductionTheConcept
ofChomskyanGenerativeGrammar 5 Thebulkofthisbook,however,presentsmorphologicaltheorywithinthe linguisticmodel ofgenerativegrammarinitiatedbyChomsky.Beforewe beginconsideringhowthistheoryworks,Iwillsketchthebackground assumptions madebygenerative grammarianssothatwecanplacethe theoryofmorphologyinthewidertheoreticalcontextofgenerative linguistics. Thecentralobjectiveofgenerativelinguisticsistounderstandthenature oflinguisticknowledgeandhowitisacquiredbyinfants.Inthelightofthis objective,afundamentalquestionthatatheory ofword-structuremust addressis, 'whatkindsofinformationmustspeakershaveaboutthewords oftheirlanguageinordertousetheminutterances?'Attemptstoanswer thisquestionhaveledto thedevelopmentofsub-theoriesofthelexicon (i.e.dictionary)and ofmorphology..., AccordingtoChomsky(1980,1981,1986),thecentralgoalofImgmstlc theoryis todeterminewhatitispeopleknowiftheyknowaparticular language.Chomskyobserves thatknowingalanguageisnotsimplya matterofbeingabletomanipulatealonglistofsentencesthathavebeen memorised.Rather,knowingalanguageinvolveshavingtheabilityto produceandunderstandavast(andindeedunlimited)numberofutter ances ofthatlanguagethatonemayneverhaveheardorproducedbefore. In otherwords,creativity(alsocalledproductivityoropen-endedness)is anaspectoflinguisticknowledgethatisofparamountimportance.
Linguisticcreativity
isforthemostpartrule-governed.Forin.stance, speakers ofEnglishknowthatitispossibletoindicatethatthereISm?re thanoneentityreferredtobyanounandthatthestandardwayofdomg thisis toadd-sattheendofanoun.Giventhenounbook,whichweall have encounteredbefore,weknowthatifthereismorethanoneofthese objectswerefer tothemasLikewise,giventhenonsenseword smiltsasinthesentenceThesmiltsstinkwhichIhavejustmadeup,you know smiltswouldrefertomorethanoneofthesesmellythings.Speakers
1.3THECONCEPTOFCHOMSKYANGENERATIVE
GRAMMAR
theAmericanstructuralistsshowedthatwordsareanalysableintermsof morphemes.Thesearethesmallestunitsofmeaningandgrammatical function.Previously,word-structure hadbeentreatedtogetherwith sentence-structure undergrammar.Thestructuralistsintroducedmor phologyasa separatesub-branchoflinguistics.Itspurposewas'thestudy ofmorphemesandtheirarrangementsinformingwords'(Nida,1949:1). Thecontributionofthestructuralistsinformsmuchofthediscussioninthe firstpartofthisbook.dealswithmeaning dealswithsoundsystemsdealswithsentence-structure dealswithword-structureSemanticlevel: r
Syntacticlevel:
r
Morphologicallevel:
r
Phonology(orphonemics):
Thelevelswereassumedtobeorderedinahierarchy,withphonologyat thebottomandsemanticsatthetop.Thetaskoftheanalystproducinga description ofalanguagewasseenasoneofworkingout,inseparate stages,first thepronunciation,thentheword-structure,thenthesentence structureandfinally themeaningofutterances.Itwasconsideredtheoreti callyreprehensibleto makeuseofinformationfromahigherlevel,e.g. syntax,whenanalysingalowerlevelsuchasphonology.Thiswasthe doctrine ofseparationoflevels. Intheearlydays,especiallybetween1920and1945,Americanstructura listsgrappledwiththe problemofhowsoundsareusedtodistinguish meaninginlanguage.
Theydevelopedandrefinedthetheoryofthe
phoneme (cf.Sapir,1925;Swadesh,1934;Twaddell,1935;Harris,1944). Astimewenton,thefocusgraduallyshiftedtomorphology.When structuralismwasinitsprime,especiallybetween1940and1960,thestudy ofmorphologyoccupiedcentrestage.Manymajorstructuralistsinvesti gatedissuesinthetheory ofword-structure(cf.Bloomfield,1933;Harris,
1942, 1946,1951;
Hockett,1952,1954,1958).Nida'scoursebookentitled
Morphology,whichwaspublishedin1949,codifiedstructuralisttheoryand practice.Itintroducedgenerationsoflinguiststothedescriptiveanalysisof words. Thestructuralists'methodologicalinsistenceontheseparationoflevels whichwenotedabovewasamistake,asweshallseebelowinsections(1.3.2) and(1.3.3).Butdespitethisflaw,therewasmuchthatwascommendable inthestructuralist approachtomorphology.Oneofthestructuralists'main contributionswas therecognitionofthefactthatwordsmay haveintricate internalstructures.Whereastraditionallylinguisticanalysishad treated
thewordasthebasicunitofgrammaticaltheoryandlexicography,descriptiveandanalyticalprocedures.Ideally,linguisticanalysiswas
expectedto proceedbyfocusingselectivelyononedimensionoflanguage structureatatime beforetacklingthenextone.Eachdimensionwas formally referredtoasalinguisticlevel.Thevariouslevelsareshownin [1.1]. [1.1] 6 IntroductionTheConceptofChomskyanGenerativeGrammar7 ofEnglishhavetacitknowledgeoftherulewhichsays'add-sfor plural' andtheycanuseittoproducethepluralformofvirtuallyanynoun.Ihave emphasisedthenotion ofrule,takingtheexistenceofrulesforgranted.
Iwillnowexplainwhyagenerative
grammarisasystemofexplicitrules whichmayapplyrecursively togenerateanindefinitenumberofsentences whichcan beaslongasonewantsthemtobe.Recursivenesshasthe consequencethat,inprinciple, thereisnoupperlimittothelengthof sentences.Agrammaticalconstituentlikeanounphrase(NP)orapre positionalphrase(PP)cancontainanindefinitenumber offurtherconstitu ents ofthatcategoryasinthesentenceJohnsawthepictureofthebabyon thetableintheattic.Therecursioncanbeseenclearlyinthetreediagram representing thatsentencein[1.2].Asseen,NPscancontainNPsandPPs whichinturncontainNPswhichcancontainNPsandPPs: [1.2] s NPVP N VNP
JohnsawNPPP
~
DETN PNP
I I I thepictureofNPPP I I
DETN PNP
I I I thebabyonNPPP I I
DETN PNP
I I thetableDETN I I intheattic
Notes:S -sentence;N -noun,
NP-nounphrase;V -verb,VP-verb
phrase;P -preposition,
PP-prepositionalphrase;DET-determiner.
Oneofourconcernswillbetodeterminewhethermorphologyshouldbe recognisedasaseparatelinguisticlevel(ormodule)thatisindependentof syntaxandphonology(see[1.1]aboveand[1.3]below).Domorphological ruleshavecertainpropertieswhichthey donotsharewithrulesinother partsofthegrammar?Arerecursiverulesofthekindfoundinsyntax neededinmorphology?Thisbookwilladdresstheseissuesindepth.Here IwillonlyattempttogiveyouaflavourofoneoftheissuesthatIwillbe exploring. There aremorphologicalprocesseswhicharesimilartosyntacticpro cesses. Forinstance,certainadjectiveswhichdescribeperiodsinhistory, suchas industrial,canhavetheprefixpost-beforethemasinpost industrial. And,giventheadjectivepost-industrial,wecanplaceanother post-beforeittoyieldpost-past-industrial.Clearly,theword-formation processwewitnesshereisrecursive.
Wehavetheruleattachingpost-toa
wordreapplyingtoitsownoutput.Thisraises aninterestingquestion:if morphologicalrules thatbuildwordsaresimilartosyntacticrulesthat buildsentences,whatreasonisthereforassumingthatmorphologyis essentiallydifferentfromsyntax?
Beforewegoanyfurtherwe
needtoclarifythetermsgrammarandruleof grammar.Thesetermsareusedbylinguistsinfourdistinctsenses.FIrstly,III -generativelinguistics'grammar' latedknowledgeofrulesandpDnJ::iples-Qf-th@idangu_ag<:-thaLpeople-havein tl1elrheads.Thistacitknowledgeenablesthemtodistinguishbetweenwell foITi:Ieoandlll-formedwordsandutterancesintheirlanguage.Forexample, manyEnglishspeakersmay notbeabletoexplaininanarticulatemanner whyitis'correct'tosayagrainbut'incorrect'tosayaoat.Neverthelesstheir knowledge ofEnglishgrammaticalstructureenablesthemtodeterminethat theformer iscorrectandthelatterisnot. Secondly,whereasintraditionalapproaches'grammar'onlyincludes morphology andsyntax,ingenerativelinguisticsthetermgrammaris employedinamuchwidersense.Itcoversnotonlymorphologyandsyntax butalsosemantics,thelexiconandphonology.Hence,therearerulesof grammarin everylinguisticmodule.Phonologicalrules,morpholOgical rn:tes,syntacticil:iIeSallosemaIJ.ticrulesareallregardedasrulesof grammar.
Thirdly,grammarandrules
ofgrammarmayrefertoabookcontainingaf\ ofrules _ t ~ ! i ~ E ~ I J : i _ l l dthe}) behavIOurof l a n g u ~ ~ e .Theserules simplydescriberegularpatternsobserved ill1l1e-liiiguisticdata.
Lastly,somegrammars
arebookscontainingprescriptivestatements. Such gralllllJarscontainrulesthatprescribecertainkindsofusage.Outside linguisticsthisview ofgralllllJarisstillprevalent.Thereasonforthisis clear. Ineverydayliferulesarenormallymechanismsforregulatingbehav iour- thebehaviourofpupilsIna:scnool;-membetsofa.club,inmatesofa prison,etc. Inmanytraditionalpedagogicalgrammarsrulesservethesame purpose.They arestatementslike'Asentencesmustnotendwitha preposition.'Theyprescribewhat the'officiallyorsociallyapproved'usage is-intheopinionofthegrammarian. Inmuchofmodernlinguistics,however,ruleshaveadifferentfunction. 8
IntroductionTheConcept
ofChomskyanGenerativeGrammar9 (iI / ) Theyarenotprescriptionsofbehaviourwhichthegrammarianimposeson speakers,butrathertheyarestatementsofprinciplesresponsibleforthe observedregularitiesin thespeechorwritingorusers'-ofa-nartlculir I