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BAE Nationality Declaration Form.qxp

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NATIONALITY DECLARTION

BAE Systems plc is required to ensure that no single foreign person is make a declaration as to whether or not they are foreign as defined overleaf.



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BAE Nationality Declaration Form.qxp

“Foreign-held Share” means subject to certain exemptions



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NATIONALITY DECLARTION

BAE Systems plc is required to ensure that no single foreign person is interested in more than

15% of its ordinary shares. In order to achieve this it is necessary for every shareholder to

This form must be completed and sent to the Company's registrars with the transfer form otherwise it is not possible to register a transfer. The Company reserves the right to require evidence or information on any matter contained in this declaration. If the foreign limits are exceeded, foreign-held shares will be required to be transferred to a non-foreign holder. If such a transfer does not take place BAE Systems has the right to order that the shares be sold and the net proceeds paid to the former owner on surrender of the

Equiniti Limited

Aspect House

Spencer Road

Lancing

West Sussex BN99 6DADECLARATION

Tick as

Appropriate

If this registration is effected the shares will not be Foreign-held shares, as overleaf.Name(s) of holders in BLOCK CAPITALSSignature

1st named holders

Joint holder

Joint holder

Joint holder

Dated

Notes- All individual transferees must sign.

- If signed on behalf of a corporate body or an individual the capacity of the signatory must be given, and their stamp inserted in the box opposite.SHAREHOLDER REFERENCE NO. (Existing holders only)STAMP OF CORPORATE BODY

OR AGENT ACTING FOR

TRANSFEREE

To be sent to Equiniti Limited, Aspect House, Spencer Road, Lancing, West Sussex BN99 6DA

DEFINITIONS:

Articles of Association:-

"Foreign-held Share" means, subject to certain exemptions, any Share (other than a Qualifying Share) of

which any Owner is a Foreigner, Foreign Corporation or Corporation under Foreign Control, has an interest.

"Foreigner" means any individual who is not a British citizen, British Overseas Territories citizen or a British

Overseas citizen by virtue of the British Nationality Act 1981. "Foreign Corporation" means:- (i) an y corporation other than a corporation which is incorporated under the laws of any part of and which has its principal place of business and central management and control in the United Kingdom; or (ii) a g overnment or government department or government agency or body other than of the United

Kingdom or any part thereof;

or (iii) an

y municipal, local, statutory or other authority or any undertaking or body established in any country

other than the United Kingdom. (i) of w hich one third or more of the directors (or persons occupying the position of directors by whatever name called) are Foreigners or Foreign Corporations or are accustomed to act in accordance with the suggestions, instructions or directions of Foreigners or Foreign Corporations; or (ii)

of which shares carrying more than thirty per cent. of the votes which are ordinarily eligible to be caston a poll at General Meetings of the corporation are for the time being held by Foreigners or ForeignCorporations."Interest", subject to what is said below means any interest which would be taken into account in deciding

the purposes of such rules. For this purpose: DQ

of any right conferred by the holding of any Share shall be deemed to comprise such an interest. In this

paragraph, "agreement" includes any agreement, arrangement or understanding (whether formal or

informal) and "provisions of any agreement" includes, subject to certain exceptions, any undertaking,

expectation or understanding (whether express or implied and whether absolute or not) operative under

any agreement; (b)

any interest of a bare trustee or which, if the incidents of the interest are governed by a law other thanthe law of England and Wales, is in all material respects identical to the interest of a bare trustee underthe law of England and Wales is to be disregarded;

In addition, there are particular exceptions in relation to traders, clearing houses, trustees of retirement

paragraphs (a) and (b) above are set out in the Articles of Association).

"Share" means any share in the capital of the Company, subject to certain exceptions, which carries the right

"United Kingdom" means Great Britain, Northern Ireland, the Channel Islands and the Isle of Man.

INSTRUCTIONS FOR CONSOLIDATING TRANSFERS

Where two or more transfers are being made in favour of the same person(s) (and in respect of which that person would have an interest in both cases) one declaration only need be made; each transfer should be attached to the declaration and the number of shares represented by each should be listed in the box on the right.Number of

Shares

Total “Corporation under Foreign Control" means any corporation (other than a Foreign Corporation):-quotesdbs_dbs50.pdfusesText_50
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