[PDF] Consultation Paper 29 jan. 2021 This. Consultation

Consultation Paper

27 jan. 2022 draft ESMA guidelines on certain aspects of the MiFID II suitability requirements. This. Consultation Paper builds on the text of the 2018 ...

Consultation Paper

23 December 2015

ESMA/2015/1909. Consultation Paper. Guidelines on transaction reporting reference data

Consultation Paper on MiFID II/MiFIR

22 mai 2014 The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in this Consultation Paper. In order to ...

ESMA

28 jan. 2016 3 Discussion Paper on ESMA's policy orientations on possible implementing measures under the Market Abuse Regulation.

Consultation Paper

28 jan. 2022 In particular ESMA committed in its final report to publish an Opinion clarifying the definition of multilateral systems and the trading venue ...

Consultation Paper

17 mai 2022 The Omnibus Directive18 amended the UCITS Directive to grant ESMA the power to develop the ITS relating to the template notification letter for ...

Consultation Paper

29 jan. 2021 This. Consultation Paper builds on relevant parts from ESMA's Guidelines on certain aspects of the MiFID II suitability requirements while ...

Consultation Paper

8 juil. 2022 In June 2017 ESMA published its Guidelines on certain aspects of the MiFID II product governance requirements3 (“guidelines”)

Consultation Paper

3 jui. 2020 as recently amended6 this paper sets out for consultation draft ESMA guidelines on outsourcing to cloud service providers.

Consultation Paper

11 juil. 2022 In accordance with Article 16(3) of the ESMA Regulation competent authorities and financial market participants must make every effort to ...