[PDF] Guidelines compliance table 8 janv. 2021 comply with





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List of market makers and authorised primary dealers who are using

The data provided in this list have been compiled from notifications of Member States' competent authorities to ESMA under Article 17(12) of the SSR. Among the 



Peer Review Report

5 janv. 2016 the list of market makers published by ESMA distinguishes between market makers and authorised primary dealers in sovereign debt and.



Guidelines compliance table

8 janv. 2021 comply with ESMA's guidelines on exemption for market making ... ing liquidity to markets within the Union and market makers need to take ...



Final Report

29 sept. 2014 changes to the draft RTS and the indicative list which ESMA proposes based ... Q1: Do you agree that the trading book and the market maker ...



ESMA

23 sept. 2020 Content of the insider lists: Actual access versus potential ... technical non-bank market makers with limited permissions in the EU (6 ...



ESMA70-872942901-38 Q&As on MiFID II and MiFIR market

3 avr. 2017 authority in case of dual listing ... market makers as defined under MiFID II Article 4(1)(7) or those firms engaged in a market.



ESMA35-43-349 - On MiFID II and MiFIR investor protection and

4 avr. 2017 as well as a list of the quantitative and qualitative factors used ... market makers and other liquidity providers) make information on the ...



Consultation Paper

24 sept. 2021 Annex I lists all the questions set out in the consultation ... importance of the activity market makers have on-venue ESMA also proposes ...



ESMA

27 oct. 2020 the insider list that issuers admitted to trading on SME GMs are ... where registered market makers provide liquidity (in the latter case ...



Frequently asked questions on the temporary ban of 16 march 2020

16 mars 2020 For these purposes ESMA has a list of market makers available on its website. Investors must ensure that

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