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INDEPENDENT EVALUATION
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INDEPENDENT EVALUATION
STRENGTHENING OPERATIONAL
CAPACITIES OF POLICE CONTRIBUTING
COUNTRIES PROJECT: 2020-2021 PHASE
iiThis evaluation report is a product of the Planning, Performance Monitoring, and Evaluation Unit of UNITAR.
The findings, conclusions and recommendations expressed herein do not necessarily reflect the opinion of the
partners of the Strengthening Operational Capacities of Police Contributing Countries project. The evaluation
was conducted by Aurélie Ferreira and Harald Wilmin. The report is issued without formal copy editing.
The designation employed and the presentation of material in this publication do not imply the expression ofany opinion whatsoever on the part of the United Nations Institute for Training and Research concerning the
legal status of any country, city or area or its authorities or concerning the delimitation of its frontiers or
boundaries.Cover photo credit:
UN Photo/Gregorio Cunha
iiiForeword
The Strengthening Operational Capacities of Police Contributing Countries project aims to support the implementation of the Strategic Guidance Framework for International Policing by adopting an integrated approach to the training of Formed Police Units prior to the deployment to the MINUSMA, MONUSCO and MINUSCA peace missions. Specifically, the project aims to contribute to improving the operational performance of UN peace operations in complex and high -risk environments, to strengthen the role of female officers and to improve policing functions at the national level. The project builds on work undertaken from its earlier phases and is supported with funding from the Federal Foreign Office of the FederalRepublic of Germany.
This independent evaluation covered the project's 2020-2021 phase and assessed the project's relevance, coherence, effectiveness, efficiency, likelihood of impact and likelihood of sustainability. In doing so, the evaluation not only assessed the project's performance but also sought to identify the 'why' question by identifying factors contributing to (or inhibiting) the project's implementation and achievement of results. The evaluation issued a set of six recommendations and a set of seven lessons to be learned. The evaluation was managed by the UNITAR Planning, Performance Monitorin g, and Evaluation Unit (PPME) and was undertaken by two independent evaluators, Aurélie Ferreira (lead evaluator) and Harald Wilmin. The PPME Unit provided guidance, oversight, quality assurance and logistical support for the evaluation's fieldwork. The Pe acekeeping Training Programme Unit's (PTPU) response to the evaluation and its conclusions and recommendations are outlined in the Management Response. The PPME Unit is grateful to the evaluators, PTPU, implementing partners, and other evaluation stakeholders, including the Federal Foreign Office of the Republic of Germany for providing important input into this evaluation.Brook Boyer
Director, Division for Strategic Planning and Performance Manager, Planning, Performance Monitoring and Evaluation Unit ivContents
Foreword iii
Acronyms and abbreviations vii
Executive Summary ix
Sommaire exécutif xv
Introduction 1
Project description, objectives and development context 2Theory of change 3
Evaluation Management, Methodology and Limitations 5Evaluation findings 11
Coherence 17
Effectiveness 20
Efficiency 32
Likelihood of Impact 38
Likelihood of Sustainability 41
Conclusions and recommendations 44
Lessons Learned 47
Annexes 48
vList of Figures
Figure 1
: Contributions for PCCs that were part of the project ..............................................12
Figure 2:
Policewomen inclusion in Peace operations including in FPUs - 2018-2020 .......14Figure 3 : Troop
s contribution by PCC part of the project - all ranks included ......................15 Figure 4: Percentage of knowledge from UNITAR's training used at work ............................29Figure 5: Effective gender-sensitive training - most mind changing topics ............................30
Figure 6: Follow-up training by Trainers ...............................................................................31
Figure 7: Women deployed to MINUSMA & MINUSCA in 2020-2021 by PCC part of theproject ..................................................................................................................39
Figure 8: Survey to ToT participants - perceived impact on behavior ...................................40
Figure 9: Confidence rate versus intention to use learnings among ToT participants ...........41List of
BoxesBox 1: Extract from the Cruz Report relevant to the evaluation (P5) .................................. 18
Box 2: Summary of main external obstacles to women's representation - DPO...............28 Box 3: Examples of the project's 2020 indicators not accessible to UNITAR ..................... 36Box 4: Deadly incidents from MINUSCA and MINUSMA ................................................... 42
Box 5: Testimony - ToT to women's positive impact and usefulness of CoP ..................... 55List of Tables
Table 1: Evaluation matrix per criteria ............................................................................... 20
Table 2
: Overview of evaluation engagements with project stakeholders .......................... 22Table 3: Surveys to training participants ............................................................................ 22
Table 4: Reconstructed logical framework ......................................................................... 38
Table 5: Comparing UNITAR's Toolbox content with French and Canadiantraining strategies ................................................................................................ 40
Table 6: List of implementing partners and activities (2020-2021) ..................................... 47
Table 7: Distribution of costs by type of partner ................................................................. 52
viAnnexes
A. Terms of reference
B. Survey/questionnaires deployed
C. List of persons interviewed
D. List of documents reviewed
E. Evaluation question matrix
F. Evaluation consultant agreement forms
viiAcronyms and
Abbreviations
APSTA African Peace Support Trainers Association
CAR Central African Republic
COESPU Centre of Excellence for Stability Police UnitCoP Community of Practice
CRS Communautés républicaines de sécuritéDPO Department of Peace Operations
EMPABB Ecole de maintien de la paix Alioune Blondin BeyeENP Ecole nationale de la paix
FAMA Forces armées maliennes
FGD Focus group discussion
FPAT Formed police assessment team
FPU Formed police unit
GBV Gender-based violence
GPOI Global Peace Operations Initiative
HQ Headquarters
IED Improvised explosive device
INLUS International Narcotics and Law Enforcement
IPImplementing partner
IPOIndividual police officer
IPPOS International Police Peacekeeping Operations Support ITMCIntegrated training mission centre
ITSIntegrated training service
KIIKey informant interview
LoA Letter of agreement
MINUSCA Mission multidimensionnelle intégrée des Nations unies pour la stabilisation en Centrafrique MINUSMA Mission multidimensionnelle intégrée des Nations unies pour la stabilisation au Mali MONUSCO Mission de l'Organisation des Nations unies pour la stabilisation en république démocratique du CongoMS Member State
OECD-DAC Organization for Economic Co-operation and Development's DevelopmentAssistance Committee
OHCHR Office of the Human Rights Commissioner for Human rightsPCC Police contributing country
PIP Performance implementation plans
PKO Peacekeeping operation
PPME Planning, Performance Monitoring, and Evaluation UnitPTPU Peacekeeping Training Programme Unit
RPA Rwanda Peace Academy
SDGs Sustainable Development Goals
SGF Strategic guidance framework
SPC Standing police capacity
SOP Standard operating procedures
STM Specialised training materials
viiiSWAT Special Weapons and Tactics
TNA Training needs assessment
ToC Theory of Change
ToR Terms of Reference
ToT Training of Trainers
UFG Use of the force guidelines
UNAMID
United Nations African Union Hybrid Operation in Darfur UNITAR United Nations Institute for Training and ResearchUNLOG United Nations Logistics
UNMAS United Nations Mine Action Service
UNMISS United Nations Mission in South Sudan
UNODC United Nations Office on Drugs and Crime
UNPOL United Nations Police
UNSCR United Nations Security Council Resolution
UNSOC United Nations Staff Officer Course
ixExecutive Summary
La version française suit.
Introduction and background
Since 2016
, UNITAR has been working to strengthen the capacities of PoliceContributing Countries (PCCs) with financial
support from the GermanFederal Foreign
Office. This work has been performed under
four project contribution agreements:Sustaining Peace in Mali and the Sahel
Region through Strengthening
Regional Peacekeeping Training
Capacities (2016)
Sustaining Peace in Mali and the Sahel
region throughStrengthening Regional
Peacekeeping Training Capacities
(2017 -2019) Strengthening Operational Capabilities of Francophone Police Contributing Countries (2020) and Strengthening Operational Capacities of Police Contributing Countries (2021).This evaluation covered work undertaken in
conjunction with the 2020 and 2021
agreements. 1The 2020-2021 phase aims to
support the implementation of the StrategicGuidance Framework (SGF) for International
Policing by adopting an integrated approach
to the training of Formed Police Units (FPUs) prior to the deployment to MINUSMA (Mission multidimensionnelle intégrée desNations unies pour la stabilisation au Mali),
MONUSCO (Mission de l'Organisation des
Nations unies pour la stabilisation en
république démocratique du Congo ) andMINUSCA (Mission multidimensionnelle
intégrée des Nations unies pour la stabilisation en Centrafrique). More specifically, the project aims to contribute to improving the performance of UN peace operations in complex and high -risk environments by strengthening the operational readiness of African FPUs deployed to the above -mentioned missions.By leveraging the experience acquired by
UNITAR since
2016, the project's 2020-2021 phase seeks to reach a broader number of 1
While 2020 and 2021 were governed by
separate contribution agreements, thePCCs, allowing for increased standardization
of preparation in line with UN standards prior to deployment, which in turn is expected to impact positively on operations in the field and eventually on the policing functions at the national level. Finally, by ensuring that gender is mainstreamed throughout, the project also seeks to contribute towards advancing gender equality and women's empowerment within the operational capabilities of police peacekeepers.Purpose, scope and methodology of the
evaluationThe evaluation
assess ed the relevance, coherence, effectiveness, efficiency, likelihood of impact and likelihood of sustainability of the 2020-2021 phase and supported accountability, learning and quality improvement purposes.The evaluation was based on a mixed-
methods approach combining qualitative and quantitative tools that were gender and human rights sensitive. The evaluation was undertaken by a team of two evaluators between the end of October 2021 andFebruary 2022 with one field visit to Mali.
Initial plans to visit three countries where
project activities were im plemented were reduced due to sanitary restrictions over theCoronavirus pandemic (COVID-19) and
political instability in the Sahel.The evaluators reviewed documents and
conducted interviews with 43 project stakeholders, undertook two group discussions of trainers and participants of female training of trainers in Mali, and administered three online surveys in English and French to police officer training participants and participants from training of trainers, with 276 responses collected. Of the stakeholders consulted throughout the evaluation, 32 per cent were women and 68 per cent wer e men. The evaluation encountered some limitations, such as the timing of the evaluatio n, as some activities were ongoing during data collection in the fourth quarter of 2021 ; travel restrictions related to the COVID-19 pandemic and the evaluation interprets the two-year period as one continuing phase (i.e., the 2020-2021 phase). x security situation in Mali; and challenges in accessing internal and external sources of information and documents. These limitations hindered at times the evaluators' ability to confirm or assess expected achievements, and attenuated the degree to which long-term outcomes/impacts could be adequately measured and evaluated.Main findings
Relevance
The evaluation found the project's objectives
to respond to the global challenges faced by peacekeeping operations andPCCs to
prepare uniformed personnel for deployment to environments that have become increasingly dangerous. The evaluation found the project relevant to i) SustainableDevelopment Goal (SDG) 16 to promote
peace and build stronger institutions; ii) the recommendations of the Report on ImprovingSecurity of United Nations Peacekeepers (the
Cruz Report), and iii) United Nations Security
Council resolution 2242 to achieve uniformed
gender parity by 2028.The project approach to gender
mainstreaming sought to build an incentivequotesdbs_dbs33.pdfusesText_39[PDF] Proposition en vue de la préparation du budget (2015)
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