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FSDM Reference Guide Vol 1: Business Data Personal Trading Approval User Guide FSDM Reference Guide Vol 2: Oracle Financial Services Data Services Guide FSDM Reference Guide Vol 3: Case Management Data TSD - Anti Money Laundering Installation Guide TSD - Broker Compliance KYC Administration Guide TSD - Currency Transaction Reporting



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Documentation Overview Guide - Oracle

FSDM Reference Guide Vol 1: Business Data Services Guide FSDM Reference Guide Vol 2: Oracle Financial Services Data TSD - Anti Money Laundering Installation Guide TSD - Broker Compliance KYC Administration Guide TSD - Currency Transaction Reporting KYC Data Model Reference Guide TSD - Energy and Commodity Trading Compliance



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data mining We then overview FSDM and the papers of FSDM10 which showcases of a vi-brant research eld of some contemporary interests new applications and ongoing research e orts We then examine nascent demands in data-intensive applications and identify some potential lines of research that require multidisciplinary e orts

What is fsdm & how does it work?

  • The FSDM is a result of more than 25 years of designing, implementing, and maintaining data warehouses for financial institutions, and is currently used in more than 175 financial institutions, a true testi- mony that it provides a trusted view. 5. Facilitates information sharing.

How many entities are in a fsdm?

  • The FSDM also comes with a conceptual data model, and this model contains about 200 entities, as opposed to the ten on the subject area. Much of the additional detail on the conceptual comes through subtyping, a small example shown for the event concept in Figure 3. Integrated Data layer logical Data Model

What is the fsdm subject area model?

  • enterprise Subject Area Model The FSDM comes with a Subject Area Model that contains ten key concepts and their relationships for the financial services industry. See Figure 2. It captures the concepts and relationships across the FSDM’s broad subject areas.

What is the difference between fsdm and conceptual data model?

  • enterprise conceptual Data Model The conceptual data model contains more detail than the subject area but yet still at a high enough level to be easily readable on a single piece of paper. The FSDM also comes with a conceptual data model, and this model contains about 200 entities, as opposed to the ten on the subject area.

Documentation Overview Guide

Oracle Financial Services:

Anti-Money Laundering |Fraud| Trading Compliance |Broker Compliance |Energy and Commodity Trading Compliance| Know Your Customer|FATCA Management |Currency Transaction

Reporting

Release 8.0.5.0.0

October 2017

Oracle Financial Services Behavior Detection

Platform: Documentation Overview Guide

Release 8.0.5.0.0

October 2017

Document Number: E85851-01

Oracle Financial Services Software, Inc.

1900 Oracle Way

Reston, VA 20190

Document Number: E85851-01

First Edition (October 2017)

Copyright © 1996-2017, Oracle and/or its affiliates. All rights reserved.

Printed in U.S.A. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by

any means, electronic, mechanical, photocopying, recording, or otherwise without the prior written permission.

Trademarks

Oracle is a registered trademark of Oracle Corporation and/or its affiliates. Other names may be trademarks of their respective owners.

Oracle Financial Services Software, Inc.

1900 Oracle Way

13650 Dulles Technology Drive

Phone: (703) 478-9000

Fax: (703) 318-6340

Internet: www.oracle.com/financialservices

Contents

List of Tables....................................................................................................................v

About this Guide..............................................................................................................1

Who Should Use this Guide................................................................................................................................................1

Scope of this Guide...............................................................................................................................................................3

How this Guide is Organized..............................................................................................................................................3

Administration Guide

Who Should Use this Guide................................................................................................................................................7

Scope of this Guide...............................................................................................................................................................8

How this Guide is Organized..............................................................................................................................................8

Where to Find More Information ......................................................................................................................................9

Administration Tools User Guide

Who Should Use this Guide..............................................................................................................................................11

Scope of this Guide.............................................................................................................................................................11

How this Guide is Organized............................................................................................................................................11

Where to Find More Information ....................................................................................................................................12

Configuration Guide

Who Should Use this Guide..............................................................................................................................................13

How this Guide is Organized............................................................................................................................................14

Where to Find More Information ....................................................................................................................................15

Scenario Wizard Configuration Guide

Who Should Use this Guide..............................................................................................................................................17

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How this Guide is Organized............................................................................................................................................17

Where to Find More Information ....................................................................................................................................18

Data Interface Specification

About this Guide.................................................................................................................................................................19

Who Should Use this Guide..............................................................................................................................................19

How this Guide is Organized............................................................................................................................................20

Where to Find More Information ....................................................................................................................................21

FSDM Reference Guide, Volume 1: Business Data

Who Should Use this Guide..............................................................................................................................................23

Scope of this Guide.............................................................................................................................................................23

How this Guide is Organized............................................................................................................................................24

Where to Find More Information ....................................................................................................................................24

FSDM Reference Guide, Volume 2: Oracle Financial Services Data

Who Should Use this Guide..............................................................................................................................................27

Scope of this Guide.............................................................................................................................................................28

Where to Find More Information ....................................................................................................................................28

Installation Guide

About this Guide.................................................................................................................................................................29

Who Should Use this Guide..............................................................................................................................................29

How this Guide is Organized............................................................................................................................................30

Where To Find More Information...................................................................................................................................32

Release Notes

About this Guide.................................................................................................................................................................33

Who Should Use this Guide..............................................................................................................................................34

How this Guide is Organized............................................................................................................................................34

Where to Find More Information ....................................................................................................................................34

Scenario Manager User Guide

Who Should Use this Guide..............................................................................................................................................37

Scope of this Guide.............................................................................................................................................................37

How this Guide is Organized............................................................................................................................................38

Where to Find More Information ....................................................................................................................................39

&RQWHQWV &+$37(5Security Guide

Who Should Use this Guide..............................................................................................................................................41

Scope of this Guide.............................................................................................................................................................41

How this Guide is Organized............................................................................................................................................41

Where to Find More Information ....................................................................................................................................42

Alert Management User Guide

Who Should Use this Guide..............................................................................................................................................45

How this Guide is Organized............................................................................................................................................46

Where to Find More Information ....................................................................................................................................47

Personal Trading Approval User Guide

Who Should Use this Guide..............................................................................................................................................49

How this Guide is Organized............................................................................................................................................49

Where to Find More Information ....................................................................................................................................50

Glossary of Financial Crime and Compliance Management Products

About this Guide.................................................................................................................................................................51

Who Should Use this Guide..............................................................................................................................................51

Services Guide

Who Should Use this Guide..............................................................................................................................................53

How this Guide is Organized............................................................................................................................................53

Where to Find More Information ....................................................................................................................................54

Technical Scenario Description - Anti-Money Laundering Solution

About this Guide.................................................................................................................................................................55

Who Should Use this Guide..............................................................................................................................................56

How this Guide is Organized............................................................................................................................................57

Technical Scenario Description - Broker Compliance

About this Guide.................................................................................................................................................................59

Who Should Use this Guide..............................................................................................................................................60

How this Guide is Organized............................................................................................................................................61

Technical Scenario Description - Currency Transaction Reporting

About this Guide.................................................................................................................................................................63

&RQWHQWV

Who Should Use this Guide..............................................................................................................................................64

How this Guide is Organized............................................................................................................................................65

Technical Scenario Description - Energy and Commodity Trading Compliance

About this Guide.................................................................................................................................................................67

Who Should Use this Guide..............................................................................................................................................68

How this Guide is Organized............................................................................................................................................69

Technical Scenario Description - Fraud Detection

About this Guide.................................................................................................................................................................71

Who Should Use this Guide..............................................................................................................................................72

How this Guide is Organized............................................................................................................................................73

Technical Scenario Description - Trading Compliance

About this Guide.................................................................................................................................................................75

Who Should Use this Guide..............................................................................................................................................76

How this Guide is Organized............................................................................................................................................77

Know Your Customer ...................................................................79

About KYC ..........................................................................................................................................................................79

Currency Transaction Reporting .................................................81

About CTR...........................................................................................................................................................................81

FATCA Management .....................................................................83

About FATCA Management..............................................................................................................................................83

List of Tables

Table 1. Who Should Use This Guide......................................................................................................................................1

Table 2. Oracle Financial Serivces Behavior Detection Documentation Overview..........................................................3

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About this Guide

This guide explains the Oracle Financial Services suite of documentation products, including User Guides, Online

Help, and ReadMe files.

This chapter covers the following topics:

Who Should Use this Guide

Scope of this Guide

How this Guide is Organized

Who Should Use this Guide

The Oracle Financial Services Documentation Overview Guide is designed for people interested in the Oracle Financial

Services documentation set. The Oracle Financial Services application is released with over 40 different documents.

This overview provides a high-level description of each document. :KR6KRXOG8VHWKLV*XLGH $ERXW7KLV*XLGH

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Scope of this Guide

The Documentation Overview Guide, is designed for users of the Oracle Financial Services Behavior Detection

Applications Pack.

How this Guide is Organized

The Documentation Overview Guide includes the following chapters:

Chapter 1, Administration Guide, on page 7

Chapter 2, Administration Tools User Guide, on page 11

Chapter 3, Configuration Guide, on page 13

Chapter 4, Scenario Wizard Configuration Guide, on page 17 Chapter 5, Data Interface Specification, on page 19 Chapter 6, FSDM Reference Guide, Volume 1: Business Data, on page 23 Chapter 7, FSDM Reference Guide, Volume 2: Oracle Financial Services Data, on page 27

Chapter 8, Installation Guide, on page 29

Chapter 9, Release Notes, on page 33

%DFN(QG'RFXPHQWV)URQW(QG'RFXPHQWV +RZWKLV*XLGHLV2UJDQL]HG $ERXW7KLV*XLGH Chapter 10, Scenario Manager User Guide, on page 37

Chapter 11, Security Guide, on page 41

Chapter 11, Alert Management User Guide, on page 45 Chapter 12, Personal Trading Approval User Guide, on page 49 Chapter 13, Glossary of Financial Crime and Compliance Management Products, on page 51

Chapter 12, Services Guide, on page 53

Chapter 13, Technical Scenario Description - Anti-Money Laundering Solution, on page 55 Chapter 14, Technical Scenario Description - Broker Compliance, on page 59 Chapter 15, Technical Scenario Description - Currency Transaction Reporting, on page 63 Chapter 16, Technical Scenario Description - Energy and Commodity Trading Compliance, on page 67 Chapter 17, Technical Scenario Description - Fraud Detection, on page 71 Chapter 18, Technical Scenario Description - Trading Compliance, on page 75

Appendix A, Know Your Customer, on page 79

Appendix B, Currency Transaction Reporting, on page 81

Appendix C, FATCA Management, on page 83

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&+$37(5Administration Guide

This guide explains the concepts behind Oracle Financial Services Behavior Detection (OFSBD), and provides

comprehensive instructions for proper system administration, as well as daily operations and maintenance. This

section focuses on the following topics:

Who Should Use this Guide

Scope of this Guide

How this Guide is Organized

Where to Find More Information

For installation and configuration information about Sun Java System, BEA, and Apache software, refer to the

appropriate documentation that is available on the associated web sites.

Who Should Use this Guide

This Administration Guide is designed for use by the Installers and System Administrators. Their roles and

responsibilities, as they operate within OFSBD, include the following:quotesdbs_dbs17.pdfusesText_23
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