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:
Chatbots & Dialogue Systems Speech and Language Processing. Daniel Jurafsky & James H. Martin. Copyright©2023. All rights reserved. Draft of January 7, 2023.

CHAPTER

24Semantic Role Labeling

"Who, What, Where, When, With what, Why, How" Thesevencircumstances, associatedwithHermagorasandAristotle( Sloan 2010

¯an.ini1

wrote a famous treatise on Sanskrit grammar, the As

.t.¯adhy¯ay¯ı ('8 books"), a treatisethat has been called "one of the greatest monuments of hu-

man intelligence" (

Bloomfield

1933
, 11). The work de- scribes the linguistics of the Sanskrit language in the form of 3959 sutras, each very efficiently (since it had to be memorized!) expressing part of a formal rule system that brilliantly prefigured modern mechanisms of formal lan- guage theory (

Penn and Kiparsky

2012
). One set of rules describes thek¯arakas, semantic relationships between a verb and noun arguments, roles likeagent,instrument, or destination. P¯an.ini"s work was the earliest we know of that modeled the linguistic realization of events and their participants. This task of understanding how participants relate to events-being able to answer the question "Who did what to whom" (and perhaps also "when and where")-is a central question of natural language processing. Let"s move forward 2.5 millennia to the present and consider the very mundane goal of understanding text about a purchase of stock by XYZ Corporation. This purchasing event and its participants can be described by a wide variety of surface forms. The event can be described by a verb (sold, bought) or a noun (purchase), and XYZ Corp can be the syntactic subject (ofbought), the indirect object (ofsold), or in a genitive or noun compound relation (with the nounpurchase) despite having notionally the same role in all of them:

XYZ corporation bought the stock.

The ysold the stock to XYZ corporation.

The stock w asbought by XYZ corporation.

The purchase of the stock by XYZ corporation...

The stock purchase by XYZ corporation...

In this chapter we introduce a level of representation that captures the common- ality between these sentences: there was a purchase event, the participants were XYZ Corp and some stock, and XYZ Corp was the buyer. These shallow semantic representations ,semantic roles, express the role that arguments of a predicate take in the event, codified in databases like PropBank and FrameNet. We"ll introduce semantic role labeling, the task of assigning roles to spans in sentences, andselec- tional restrictions, the preferences that predicates express about their arguments, such as the fact that the theme ofeatis generally something edible.1 Figure shows a birch bark manuscript from Kashmir of the Rupavatra, a grammatical textbook based on the Sanskrit grammar of Panini. Image from the Wellcome Collection.

2CHAPTER24• S EMANTICROLELABELING

24.1 Semantic Roles

Consider how in Chapter 19 we represented the meaning of arguments for sentences like these: (24.1)

Sasha brok ethe windo w.

(24.2)

P atopened the door .

A neo-Davidsonian event representation of these two sentences would be

9e;x;y Breaking(e)^Breaker(e;Sasha)

^BrokenThing(e;y)^Window(y)

9e;x;y Opening(e)^Opener(e;Pat)

^OpenedThing(e;y)^Door(y) In this representation, the roles of the subjects of the verbsbreakandopenare BreakerandOpenerrespectively. Thesedeeprolesarespecifictoeachevent;Break-deep roles ingevents haveBreakers,Openingevents haveOpeners, and so on. If we are going to be able to answer questions, perform inferences, or do any further kinds of semantic processing of these events, we"ll need to know a little more about the semantics of these arguments.BreakersandOpenershave something in common. They are both volitional actors, often animate, and they have direct causal responsibility for their events. Thematic rolesare a way to capture this semantic commonality betweenBreak-thematic roles ersandOpeners. We say that the subjects of both these verbs areagents. Thus,agents AGENTis the thematic role that represents an abstract idea such as volitional causa- tion. Similarly, thedirectobjectsofboththeseverbs, theBrokenThingandOpenedThing, are both prototypically inanimate objects that are affected in some way by the action. The semantic role for these participants istheme.themeThematic Role Definition

AGENTThe volitional causer of an event

EXPERIENCERThe experiencer of an event

FORCEThe non-volitional causer of the event

THEMEThe participant most directly affected by an event

RESULTThe end product of an event

CONTENTThe proposition or content of a propositional event

INSTRUMENTAn instrument used in an event

BENEFICIARYThe beneficiary of an event

SOURCEThe origin of the object of a transfer event

GOALThe destination of an object of a transfer eventFigure 24.1Some commonly used thematic roles with their definitions.

Although thematic roles are one of the oldest linguistic models, as we saw above, their modern formulation is due to

Fillmore

1968
) and

Gruber

1965
). Although there is no universally agreed-upon set of roles, Figs. 24.1
and 24.2
list some the- matic roles that have been used in various computational papers, together with rough definitions and examples. Most thematic role sets have about a dozen roles, but we"ll see sets with smaller numbers of roles with even more abstract meanings, and sets with very large numbers of roles that are specific to situations. We"ll use the general termsemantic rolesfor all sets of roles, whether small or large.semantic roles

24.2• D IATHESISALTERNATIONS3Thematic Role Example

AGENTThe waiterspilled the soup.

EXPERIENCERJohnhas a headache.

FORCEThe windblows debris from the mall into our yards.

THEMEOnly after Benjamin Franklin brokethe ice...

RESULTThe city built aregulation-size baseball diamond... CONTENTMona asked"You met Mary Ann at a supermarket?" INSTRUMENTHe poached catfish, stunning themwith a shocking device...

SOURCEI flew infrom Boston.

GOALI droveto Portland.Figure 24.2Some prototypical examples of various thematic roles.

24.2 Diathesis Alternations

The main reason computational systems use semantic roles is to act as a shallow meaning representation that can let us make simple inferences that aren"t possible from the pure surface string of words, or even from the parse tree. To extend the earlier examples, if a document says thatCompany A acquired Company B, we"d like to know that this answers the queryWas Company B acquired?despite the fact that the two sentences have very different surface syntax. Similarly, this shallow semantics might act as a useful intermediate language in machine translation. Semantic roles thus help generalize over different surface realizations of pred- icate arguments. For example, while theAGENTis often realized as the subject of the sentence, in other cases theTHEMEcan be the subject. Consider these possible realizations of the thematic arguments of the verbbreak: (24.3)John

AGENTbroke the window.

THEME (24.4)John

AGENTbroke the window

THEMEwith a rock.

INSTRUMENT

(24.5)The rock

INSTRUMENTbroke the window.

THEME (24.6)The window

THEMEbroke.

(24.7)The window

THEMEwas broken by John.

AGENT These examples suggest thatbreakhas (at least) the possible argumentsAGENT, THEME, andINSTRUMENT. The set of thematic role arguments taken by a verb is often called thethematic grid,q-grid, orcase frame. We can see that there arethematic grid case frame (among others) the following possibilities for the realization of these arguments of break:

AGENT/Subject,THEME/Object

INSTRUMENT/Subject,THEME/Object

THEME/Subject

It turns out that many verbs allow their thematic roles to be realized in various syntactic positions. For example, verbs likegivecan realize theTHEMEandGOAL arguments in two different ways:

4CHAPTER24• S EMANTICROLELABELING

(24.8) a. Doris

AGENTgave the book

THEMEto Cary.

GOAL b.Doris

AGENTgave Cary

GOALthe book.

THEME INSTRUMENT, orTHEMEas subject, andgivecan realize itsTHEMEandGOALin

either order) are calledverb alternationsordiathesis alternations. The alternationverbalternationwe showed above forgive, thedative alternation, seems to occur with particular se-dativealternationmantic classes of verbs, including "verbs of future having" (advance,allocate,offer,

owe), "send verbs" (forward,hand,mail), "verbs of throwing" (kick,pass,throw), and so on.

Le vin

1993
) lists for 3100 English verbs the semantic classes to which they belong (47 high-level classes, divided into 193 more specific classes) and the various alternations in which they participate. These lists of verb classes have been incorporated into the online resource VerbNet (

Kipper et al.

2000
), which links each verb to both WordNet and FrameNet entries.

24.3 Semantic Roles: Problems with Thematic Roles

Representing meaning at the thematic role level seems like it should be useful in dealing with complications like diathesis alternations. Yet it has proved quite diffi- cult to come up with a standard set of roles, and equally difficult to produce a formal definition of roles likeAGENT,THEME, orINSTRUMENT. For example, researchers attempting to define role sets often find they need to fragment a role likeAGENTorTHEMEinto many specific roles.Le vinand Rappa- port Hovav 2005
) summarize a number of such cases, such as the fact there seem to be at least two kinds ofINSTRUMENTS,intermediaryinstruments that can appear as subjects andenablinginstruments that cannot: (24.9) a.

The cook opened the jar with the ne wg adget.

b.

The ne wg adgetopened the jar .

(24.10) a.

Shelly ate the sliced banana with a fork.

b. *The fork ate the sliced banana. In addition to the fragmentation problem, there are cases in which we"d like to reason about and generalize across semantic roles, but the finite discrete lists of roles don"t let us do this. Finally, it has proved difficult to formally define the thematic roles. Consider the AGENTrole; most cases ofAGENTSare animate, volitional, sentient, causal, but any individual noun phrase might not exhibit all of these properties. These problems have led to alternativesemantic rolemodels that use eithersemantic role many fewer or many more roles. The first of these options is to definegeneralized semantic rolesthat abstract over the specific thematic roles. For example,PROTO-AGENTandPROTO-PATIENTproto-agent proto-patient are generalized roles that express roughly agent-like and roughly patient-like mean- ings. These roles are defined, not by necessary and sufficient conditions, but rather by a set of heuristic features that accompany more agent-like or more patient-like meanings. Thus, the more an argument displays agent-like properties (being voli- tionally involved in the event, causing an event or a change of state in another par- ticipant, being sentient or intentionally involved, moving) the greater the likelihood

24.4• T HEPROPOSITIONBANK5

that the argument can be labeled aPROTO-AGENT. The more patient-like the proper- ties (undergoing change of state, causally affected by another participant, stationary relative to other participants, etc.), the greater the likelihood that the argument can be labeled aPROTO-PATIENT. The second direction is instead to define semantic roles that are specific to a particular verb or a particular group of semantically related verbs or nouns. In the next two sections we describe two commonly used lexical resources that make use of these alternative versions of semantic roles.PropBankuses both proto- roles and verb-specific semantic roles.FrameNetuses semantic roles that are spe- cific to a general semantic idea called aframe.

24.4 The Proposition Bank

TheProposition Bank, generally referred to asPropBank, is a resource of sen-PropBank tences annotated with semantic roles. The English PropBank labels all the sentences in the Penn TreeBank; the Chinese PropBank labels sentences in the Penn Chinese TreeBank. Because of the difficulty of defining a universal set of thematic roles, the semantic roles in PropBank are defined with respect to an individual verb sense. Eachsenseofeachverbthushasaspecificsetofroles, whicharegivenonlynumbers rather than names:Arg0,Arg1,Arg2, and so on. In general,Arg0represents the PROTO-AGENT, andArg1, thePROTO-PATIENT. The semantics of the other roles are less consistent, often being defined specifically for each verb. Nonetheless there are some generalization; theArg2is often the benefactive, instrument, attribute, or end state, theArg3the start point, benefactive, instrument, or attribute, and theArg4 the end point. Here are some slightly simplified PropBank entries for one sense each of the verbsagreeandfall. Such PropBank entries are calledframe files; note that the definitions in the frame file for each role ("Other entity agreeing", "Extent, amount fallen") are informal glosses intended to be read by humans, rather than being formal definitions. (24.11)agree.01

Arg0: Agreer

Arg1: Proposition

Arg2: Other entity agreeing

Ex1: [

Arg0The group]agreed[Arg1it wouldn"t make an offer].

Ex2: [

ArgM-TMPUsually] [Arg0John]agrees[Arg2with Mary]

Arg1on everything].

(24.12)fall.01

Arg1: Logical subject, patient, thing falling

Arg2: Extent, amount fallen

Arg3: start point

Arg4: end point, end state of arg1

Ex1: [

Arg1Sales]fell[Arg4to $25 million] [Arg3from $27 million].

Ex2: [

Arg1The average junk bond]fell[Arg2by 4.2%].

Note that there is no Arg0 role forfall, because the normal subject offallis a

PROTO-PATIENT.

6CHAPTER24• S EMANTICROLELABELING

The PropBank semantic roles can be useful in recovering shallow semantic in- formation about verbal arguments. Consider the verbincrease: (24.13)increase.01"go up incrementally"

Arg0: causer of increase

Arg1: thing increasing

Arg2: amount increased by, EXT, or MNR

Arg3: start point

Arg4: end point

A PropBank semantic role labeling would allow us to infer the commonality in the event structures of the following three examples, that is, that in each caseBig Fruit Co.is theAGENTandthe price of bananasis theTHEME, despite the differing surface forms. (24.14) Arg0Big Fruit Co. ] increased [Arg1the price of bananas]. (24.15) Arg1The price of bananas] was increased again [Arg0by Big Fruit Co. ] (24.16)

Arg1The price of bananas] increased [Arg25%].

PropBankalsohasanumberofnon-numberedargumentscalledArgMs, (ArgM- TMP, ArgM-LOC, etc.) which represent modification or adjunct meanings. These are relatively stable across predicates, so aren"t listed with each frame file. Data labeled with these modifiers can be helpful in training systems to detect temporal, location, or directional modification across predicates. Some of the ArgM"s include:

TMPwhen? yesterday evening, now

LOCwhere? at the museum, in San Francisco

DIRwhere to/from? down, to Bangkok

MNRhow? clearly, with much enthusiasm

PRP/CAUwhy? because ... , in response to the ruling

RECthemselves, each other

ADVmiscellaneous

PRDsecondary predication ...ate the meat raw

While PropBank focuses on verbs, a related project,NomBank(Meyers et al.,NomBank 2004
) adds annotations to noun predicates. For example the nounagreementin Apple"s agreement with IBMwould be labeled with Apple as the Arg0 and IBM as the Arg2. This allows semantic role labelers to assign labels to arguments of both verbal and nominal predicates.

24.5 FrameNet

While making inferences about the semantic commonalities across different sen- tences withincreaseis useful, it would be even more useful if we could make such inferences in many more situations, across different verbs, and also between verbsquotesdbs_dbs31.pdfusesText_37
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