[PDF] Background Summary Framework for Point of Sale Disclosure for





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Joint Forum of Financial Market Regulators Forum conjoint des

Sep 26 2012 The Joint Forum established a Product Disclosure and Regulation Committee in 2010 to examine the responsibilities of financial product ...



Joint Forum of Financial Market Regulators Forum conjoint des

Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier. Principles and Practices for the Sale of 



Joint Forum of Financial Market Regulators Forum conjoint des

The Joint Forum has released for public comment a “Proposed Framework 81-406; Point of sale disclosure for mutual funds and segregated funds.



Joint Forum of Financial Market Regulators Forum conjoint des

Canadian Securities Administrators (CSA). Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier 



JF Principles&Practices - Eng

And Services in the Financial Sector. Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier 



Framework 81-406: Point of sale disclosure for mutual funds and

Oct 22 2008 Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier. Framework 81-406.



REGULATORS PROPOSE A UNIQUE DISCLOSURE SYSTEM

Feb 13 2003 Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier. FOR IMMEDIATE RELEASE.



Joint Forum of Financial Market Regulators Forum conjoint des

Objet : Lignes directrices du Forum conjoint pour les régimes de capitalisation. Le Forum conjoint a terminé son examen des lignes directrices pour les 



Background Summary Framework for Point of Sale Disclosure for

Oct 24 2008 Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier ...



Proposed Framework 81-406; Point Of Sale Disclosure For Mutual

Jun 15 2007 Joint Forum of Financial Market Regulators. Forum conjoint des autorités de réglementation du marché financier. PROPOSED FRAMEWORK 81-406; ...



Joint Forum of Financial Market Regulators Forum conjoint des

The Joint Forum statement of Principles and Practices for the Sale of Products and Services in the Financial Sector has been developed by regulators from all jurisdictions except Q? and across all financial product sectors



Joint Forum of Financial Market Regulators - Joint Forum of Financial

On March 6 2003 the Joint Forum of Financial Market Regulators (Joint Forum) published a consultation package entitled Principles and Practices for the Sale of Products and Services in the Financial Sector This project is the result of the Joint Forum’s recognition of the varying levels of regulation that currently exist for intermediaries



Joint Forum of Financial Market Regulators Forum conjoint des

consistency of regulation are key goals for regulators Three years ago the Joint Forum of Financial Market Regulators (the Joint Forum) 1 was established as a national coordinating body for insurance securities and pension regulators One of the principal projects of the Joint Forum is the development of



Joint Forum of Financial Market Regulators Forum conjoint des

What is the Joint Forum? Members The Canadian Securities Administrators (CSA) the Canadian Council of Insurance Regulators (CCIR) and the Canadian Association of Pension Supervisory Authorities (CAPSA) established the Joint Forum of Financial Market Regulators (Joint Forum) in 1999 More recently the membership of the Joint



Joint Forum of Financial Market Regulators Forum conjoint des

JOINT FORUM OF FINANCIAL MARKET REGULATORS The Joint Forum of Financial Market Regulators (Joint Forum) consists of representatives from • Canadian Association of Pension Supervisory Authorities (CAPSA) • Canadian Council of Insurance Regulators (CCIR) and • Canadian Securities Administrators (CSA) The goal of the Joint Forum is to

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