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How to find research papers for machine learning?
If you're doing machine learning purely for academic purposes and to push the boundaries of science, then there might be no limits to the type of data or machine learning algorithms you can use. But not all academic work will remain confined in research labs.
Research Methods in
Machine Learning
Tom Dietterich
Distinguished Professor (Emeritus)
Oregon State University
Corvallis, OR USA
New in ML 20191
Plan for Today
•Choosing and Solving a Research Problem •Research Life Cycle •Exercise 1: What is the position of your project in the life cycle? •Corresponding Skills •Exercise 2: Skills inventory •Write a Successful (NeurIPS) Paper •Process •Structure •Analysis of an Example paper •Exercise 3: Parsing it into the provided structure •Writing tips •Wrap upNew in ML 20192
Download
•These slides: http://web.engr.oregonstate.edu/~tgd/talks/new-in-ml-2019.pdf
•This paper: https://arxiv.org/abs/1809.03113New in ML 20193
Choosing and Solving a Research Problem
Research Life Cycle
New in ML 20194
Exploratory
ResearchInitial
SolutionsRefinement
& EvaluationCompetingSolutions &
Comparative
Evaluation
Mapping the
Solution
SpaceEngineering
& TechnologyTransfer
Example 1: Representation and Algorithms for
Probabilistic Graphical Models
New in ML 20195
Exploratory
ResearchInitial
SolutionsRefinement
& EvaluationCompetingSolutions &
Comparative
Evaluation
Mapping the
Solution
SpaceEngineering
& TechnologyTransfer
Probabilistic
Graphical
Models
(factor via conditional independence)Polytree
Message
PassingGeneralized
Message
Passing
Variable
Elimination;
Junction Trees;
Loopy BP;
Variational
Inference
Message
Passing and
Variational
Relaxations
(MarginalPolytope)
Textbook
Software
Example 2: Adversarial Test Queries
New in ML 20196
Exploratory
ResearchInitial
SolutionsRefinement
& EvaluationCompetingSolutions &
Comparative
Evaluation
Mapping the
Solution
SpaceEngineering
& TechnologyTransfer
Globerson &
Roweis (2006)
Szegedy et al.
(2013)Gradient
Search (2013)
Fast Gradient
Sign Method
(2014)Transferrability
(2014)Carlini &
Wagner (2017)
Madry et al
(2018)Papernot et al. (2016)Distillation
Li et al. (2019)
Additive
noise++Exploratory Research
•Defining new problems, new constraints, new opportunities, new approaches •Example: •Multiple-Instance Learning: Labeled bags of instances •Adversarial examples •Break out of established paradigms by changing the problem definition •Examples: •Transfer learning and domain adaptation: multiple, related learning problems •Feed forward neural networks: beyond traditional statistical models •Risks: •It might not be an important problem •Need to convince readers it is an important problem •"Science advances funeral by funeral" (Paul Samuelson gisting Max Planck) •Benefits •It is a critical path to major progress in a fieldNew in ML 20197
Drivers of Exploratory Research
•Novel applications •Multiple instance learning grew out of attempting to apply ML to drug design •Mathematical advances and insights •Support vector machines combined two previous directions •mathematical programming to classification (Mangasarian et al) •Vapnik's insight that the hinge loss is convex •Kimeldorf & Wahba: representer theorem for spline kernels•Random Forests grew out of Breiman's intuitions concerning the bias-variance tradeoff and stabilization methods
•Importing ideas from other fields •Convex optimization •Variational methods from physics•Mathematics: theory of statistics, information theory, control theory, ODEs, real analysis, functional analysis, etc.
•Frustration •AutoML grew out of the pain of tweaking hyper-parametersNew in ML 20198
Initial Solutions
•Provide an initial solution to a problem •Often very narrow or overly complex •Examples:•First paper on PAC learning (Valiant, 1984) proved a result for very limited and impractical cases: k-CNF and monotone DNF
•First paper on multiple instance learning (Dietterich et al, 1997) presented a very baroque algorithm that combined kernel density estimation with axis-parallel rectangles
•First paper on Bayesian networks (Pearl 1985) described simple message passing for tree-structured networks
•Notes•It is often difficult to propose a new problem definition without also proposing an initial solution
•Exception: Adversarial examples •"Nothing stimulates good research like a bad paper about an interesting problem" (Dietterich)New in ML 20199
Refinement and Evaluation
•Develop refinements of the initial solution •Fast gradient sign method made it easier to study adversarial examples •Study the generality and scope of the phenomenon •Demonstration that adversarial examples exist for many ML classifiers •random forests, SVMs, etc. •Demonstration that adversarial examples transfer across classifier types •Demonstration that simple defenses can easily be evaded •Develop refinements of the initial evaluation metrics •Notes: •The initial authors have a competitive advantage here, if they can grasp it •Otherwise, it can be a race (favors large groups, not PhD students) •Lots of creativity is required to ask the right questions about generality and scopeNew in ML 201910
Competing Solutions and Comparative
Evaluation
•Sequences of improvements and alternatives are published •Each is typically compared to previous methods •Periodically, it is valuable to conduct a careful benchmark comparisonNew in ML 201911
Biggio& Roli, 2018
The Incremental Improvement Space can be Very
Crowded
•Example: Generative Adversarial Networks •Risks: •Small improvements are rarely worthwhile (unless they also provide some general insight) •Depends heavily on metrics which may not reflect real applications (AUC, BLEU) •Can get scooped easily •Favors large teams (not PhD students) •Advantages: •It is easy •It feels like we are making progress •Notes: •Improvements should be guided by principles: Don't search in the space of mechanismsNew in ML 201912
The Illusion of Progress
•Evaluation metrics for GANs are notoriously "soft" •It seems that a lot of effort was expended for relatively little gainNew in ML 201913
We find that most models can reach similar scores with enough hyperparameter optimization and random restarts. This suggests that improvements can arise from a higher computational budget and tuning more than fundamental algorithmic changes."But Progress Can Also Be Real
•Recht et al. constructed new test sets for ImageNet and evaluated a wide range of published networks •Performance was not as good as on the original test set, but this is probably due to the new test sets being more difficultNew in ML 201914
accuracy gains on the original test sets translate to larger gains on the new test sets"Mapping the Solution Space
•Can we understand the design space for a problem? •Place all algorithms into a single framework •What are the key design decisions? •What are lower bounds on the best any method can do? •Example:•Wainwright developed a comprehensive theory of the geometry of message passing in Bayesian networks
•Related to LP solutions on inner and outer approximations of the marginal polytope •Can be applied to understand anymessage passing method for probabilistic inferenceNew in ML 201915
Wainwright et al (2008)
Engineering and Technology Transfer
New in ML 201916
Exercise 1: Life Cycle Position
•Form into groups of 2-3 people •Briefly discuss one of your research projects and determine which life cycle phase best describes itNew in ML 201917
Exploratory
ResearchInitial
SolutionsRefinement
& EvaluationCompetingSolutions &
Comparative
Evaluation
Mapping the
Solution
SpaceEngineering
& TechnologyTransfer
Different Life Cycle Phases Require Different SkillsExploratory
ResearchInitial SolutionsRefinement &
EvaluationCompeting SolutionsMapping
Solutio
n SpaceEngineering & DeploymentReading
Literature
XXXXXAnalysis
Techniques
XXXTheorem
Formulation
XXXAlgorithm design
XXXXCoding & Testing
XXXXCoding inDL
Frameworks
XXXXExperiment
design XXXStoryTelling
XXXXXX
English Skills
XXXXXX
Giving Talks
XXXXXX
New in ML 201918
Exercise 2: Skills Inventory
•Working alone (or in groups) list the skills you need for your project •These can be more specific than my list •Assess your skill level for each of them •Today (or, more likely, later) develop a plan for addressing any skill gaps •Taking classes (math background, story telling, English skills) •Studying examples (theorems, proof techniques, code on github) •Many universities provide tutoring with writing •Practice (giving talks)New in ML 201919
SKILLS
Reading
Literature
Analysis
Techniques
Theorem
Formulation
Algorithm design
Coding & Testing
Coding inDL
Frameworks
Experiment
designStoryTelling
English Skills
Giving Talks
Part 2: Writing Good Papers
•You have chosen an important problem that matches your interests and skill set •You haveresults •Time to publish!New in ML 201920
Paper = Claim + Evidence + Story
•Introduction: •What problem are you attacking? •Why is it important? •What is known already? (summary) •What aspects are still unsolved? What are the shortcomings of existing solutions? (summary) •What claim(s) are you making? •What evidence will you present? •What conclusions do you draw?"No suspense" •Current state of knowledge about the problem •Review of existing work •Existing solutions and their shortcomingsNew in ML 201921
Body: Theoretical Claims and Evidence
•Notation and definitions •Previous results you will be using •Qualitative analysis: What kind of result can we expect for this kind of problem? •Statement of result (theorem) •Sketch of proof (usually put full proof in appendix) •Discussion of assumptions and limitations of the result •Comparison with related results, especially if they are not directly comparableNew in ML 201922
Body: Algorithm/Method Paper
•Definitions and notation •Qualitative analysis: What kind of result can we expect for this kind of problem? •Description of previous algorithm ideas that you will be using •Overview of your approach: what is the key insight? •Description of the algorithm with pseudo-code •Discussion of configuration and hyper-parameter tuning•Discussion of asymptotic computational complexity (if it is non-obvious or looks like it might raise scaling issues)
•Discussion of assumptions and limitations of the approachNew in ML 201923
Body: Experimental Evidence
•Goal of the experiment (e.g., what are the research questions you the experiments try to answer?)
•Experiment structure •Data sets •Algorithms being compared (including baselines and oracles) •Manipulations (independent variables being manipulated) •Evaluation metrics •Analytical plan (e.g., statistical testing) •Results of the experiments•Always include an assessment of uncertainty (confidence intervals, posterior distribution, statistical tests)
•Discussion of the results•Explain the relationship between the results and the research questions and claims of the paper
New in ML 201924
Concluding Remarks
•The actual conclusions should be in the introduction •Concluding remarks can discuss the broader significance of the claims as well as open problemsNew in ML 201925
Telling a Story
•For a complex theorem or a complex algorithm, you will want to "build it" incrementally •Example: •Describe a clean, simplified algorithm •may only work for special cases •may not be computationally tractable •Then introduce refinements and approximations •how to handle more complex cases •approximations that make it feasibleNew in ML 201926
The writing process
•Early in the research process, it can be useful to imagine the final paper •claims •evidence •tables and graphs •Work backwards from this to design the experimentsNew in ML 201927
Developing the Story
•It is often difficult to structure the story•When multiple claims and experiments are interdependent, you need to find a sequential order in which to present them
•I find it useful to try giving a talk •Forces a sequential order •I interleave this with trying to write the introduction •Alternatively create a poster and then explain it to five different people •Helps find holes, figure out what questions people have •Note: The story is NOT about the sequence in which the research was doneNew in ML 201928
Try giving a talk
Try writing the
introductionThe Abstract and Introduction
•These are the first things you write... ...and the last things you write •Write in the present tense •"This paper describes an improved method for securing data sets from tampering..." •"The new method improves top-5 accuracy from 89% to 95% at no additional cost"New in ML 201929
Mistakes to avoid
•Popularity is not a good reason to work on a topic. •"Adversarial examples have received a lot of attention lately" NO! •"Adversarial examples demonstrate the vulnerability of machine learning system to cyberattack" YES! •Don't hype the novelty -State the result •"We show here, for the first time, that ..." NO! •"Our method provides a non-trivial robustness guarantee on Imagenet, which has been beyond the capability of previous methods..." YES!New in ML 201930
Paper-Driven Revision of the Method
•Advice I once received from Peter Hart: •Sometimes as you are writing the paper, you realize it would be a lot easier to write if the algorithm (or the experiments) had been slightly different •If so, fix the algorithm (redo-the experiments) so it is easier to describeNew in ML 201931
Exercise 3:Analyzing a Paper
•Download https://arxiv.org/abs/1809.03113 •Skim the paper and fill out the following pageNew in ML 201932
Paper Analysis
FacetNotes
Problem:
Importance:
Claims:
State of Knowledge:
Evidence: Theoretical
Evidence: Empirical
StoryStructure
New in ML 201933
Test time robustness
•Given a query ݔ •Run it through the network ܯ time adding a different Gaussian perturbation ߜ and observe the resulting prediction ݕ •Predict the most common prediction 1 B Tܰ0,ߪ
B T =argmax •This smooths the decision boundaryNew in ML 201934
Training Time Robustness:
Stability Training with Noise
•Find ߠ ,݂T ,݂T whereߜܰ(0,ߪ
•where ,݂T logܲquotesdbs_dbs10.pdfusesText_16[PDF] machine learning tutorial pdf
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