[PDF] Lecture 2: Real Stable Polynomials - University of Washington





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The Polynomial Paradigm in Algorithm Design Winter 2020

Lecture 2: Real Stable Polynomials

Lecturer: Shayan Oveis Gharan Jan 10thDisclaimer:These notes have not been subjected to the usual scrutiny reserved for formal publications.

A multivariate polynomialp2C[z1;:::;zn] isH-stable(or stable for short) ifp(z1;:::;zn)6= 0 whenever (z1;:::;zn)2 Hnwhere

H=fc2C:=(c)>0g

is the upper-half of then-dimensional complex plane. We saypisrealstable if all coecients ofpare real.

Unless otherwise specied, all polynomials that we work with in this course have real coecients. Fact 2.1.A univariate polynomialp2R[t]is real rooted i it is real stable. This simply follows from the fact that the roots ofpcome in conjugate pairs. So, ifphas a roottwith =(t)<0, we havetis also a root with=(t)>0. The above denition can be hard to understand; so, instead we discuss an equivalent denition. Lemma 2.2.A multivariate polynomialp2R[z1;:::;zn]is real stable i for every pointa2Rn>0and b2Rn, the univariate polynomialp(at+b)is not identically zero and is real rooted. For example,z1z2is not real stable because fora= (1;1) andb= (0;0) Proof.): Fixa2Rn>0andb2Rn. Ifp(at+b) is identically zero, then forzj=aji+bj,p(z1;:::;zn) = 0 sopis not real stable. Otherwise, sayp(at+b) has a roottwith=(t)6= 0. Then, sincep(at+b) has real coecients by Lemma 1.2 (see rst lecture), we can assume=(t)>0. Writet=ci+d; then for z j=ajt+bj=ajci+bj+daj p(z1;:::;zn) = 0 sopis not real stable. (: Supposepis not real stable; then there exists (z1;:::;zn)2 Hnthat is a root ofp. Setaj==(zj) and b j=<(zj) thenaj>0 for alljsop(at+b) is not identically zero and it must be real rooted. Butt=iis a root ofp(at+b) which is a contradiction.SeeFigure 2.1 for applications of the ab ovelemma. Let us discuss several examples of real stable polynomials Linear Functions:A linear polynomialp=a1z1++anznis real stable ia1;:::;an0. To see this

note that if allzihave positive imaginary value then any positive combination also has a positive imaginary

value and thus is non-zero. Elementary Symmetric Polynomial:For anynand anykthe elementary symmetric polynomial e k(z1;:::;zn) =P S2(n k)Q i2Sziis real stable. I leave this as an exercise. 2-1

Lecture 2: Real Stable Polynomials2-2Figure 2.1: Left diagram shows zeros of the polynomial 1xyand the right diagram shows zeros of 1 +xy

in the planeR2. Note that in the left gure any line pointing to the positive orthant crosses the zeros at two

points so 1xyis real stable but this does not hold in the right gure so 1 +xyis no real stable. Non-exampleThe polynomialz21+z22is not real stable; for example letz1=ei=4andz2=e3i=4. One of the most important family of real-stable polynomials is the determinant polynomial. Lemma 2.3.Given PSD matricesA1;:::;An2Rddand a symmetric matrixB2Rdd, the polynomial p(z) = det B+nX i=1z iAi! is real stable. Proof.ByLemma 2.2 , it is enough to show that for anya2Rn>0andb2Rn p(b+ta) = det B+nX i=1b iAi+tnX i=1a iAi! is real-rooted. First, assume thatA1;:::;Anare positive denite. Then,M=Pn i=1aiAiis also positive denite. So, the above polynomial is real-rooted if and only if det(M)det M 1=2 B+nX i=1b iAi! M

1=2+tI!

is real-rooted. The roots of the above polynomial are the eigenvalues of the matrixM0=M1=2(B+b1A1+ +bnAn)M1=2. SinceB;A1;:::;Anare symmetric,M0is symmetric. So, its eigenvalues are real and the above polynomial is real-rooted. IfA1;:::;An0, i.e., if the matrices have zero eigenvalues, then we appeal to the following theorem.

This completes the proof of the lemma. In particular, we construct a sequence of polynomial with matrices

A

i+I=2k. These polynomials uniformly converge topand each of them is real-stable by the above argument;

sopis real-stable.

Lecture 2: Real Stable Polynomials2-3

Lemma 2.4(Hurwitz [Hur95]).Letfpkgk0be a sequence of -stable polynomials overz1;:::;znfor a connected and open set Cnthat uniformly converge topover compact subsets of . Then,pis -stable. Denition 2.5(d-homogeneous).A polynomialp2R[z1;:::;zn]isd-homogeneous ifp(z1;:::;zn) = dp(z1;:::;zn)for any2R. How general are these real stable polynomials and where should we look for them? Theorem 2.6(Choe, Oxley, Sokal, Wagner [COSW02]).The support of any multi-ane homogeneous real

stable polynomial corresponds to the set of bases of a matroid (more generally, the support corresponds to a

jump system). For example, the support of a an elementary symmetric polynomial correspond to the set of bases of a uniform matroid whereas the non-stable polynomialz1z2+z3z4does not correspond to bases of a matroid.

2.1 Closure Properties

In general, it is not easy to directly prove that a given polynomial is real stable or a given univariate

polynomial is real rooted. Instead, one may use an indirect proof: To show thatq(z) is (real) stable we can

start from a polynomialp(z) where we can prove stability usingLemma 2.3 , then we apply a sequence of

operators that preserve stability top(z) and we obtainq(z) as the result.

In a brilliant sequence of papers Borcea and Branden characterized the set of linear operators that preserve

real stability [BB09a;BB09b;BB10]. We explain two instantiation of their general theorem and we

use them to show that many operators that preserve real-rootedness for univariate polynomials preserve

real-stability for of multivariate polynomials.

We start by showing that some natural operations preserve stability and then we highlight two theorems of

Borcea and Branden.

The following operations preserve stability.

ProductIfp;qare real stable so ispq.

SymmetrizationIfp(z1;z2;:::;zn) is real stable then so isp(z1;z1;z3;:::;zn). SpecializationIfp(z1;:::;zn) is real stable then so isp(a;z2;:::;zn) for anya2R. First, note that for any integerk,pk=p(a+{2k;z2;:::;zn) is a stable polynomial (note thatpkmay have com- plex coecients). Therefore by Hurwitz theorem 2.4 , the limit offpkgk0is a stable polynomial, so p(a;z2;:::;zn) is stable. External FieldIfp(z1;:::;zn) is real stable then so isq(z1;:::;zn) =p(1z1;:::;nzn) for any positive vectorw2Rn0. Ifq(z1;:::;zn) has a root (z1;:::;zn)2 Hnthen (1z1;:::;nzn)2 Hnis a root of psopis not real stable. InversionIfp(z1;:::;zn) is real stable and degree ofz1isd1thenp(1=z1;z2;:::;zn)zd11is real stable. This is because the mapz17! 1=z1is a bijection betweenHand itself.

DierentiationIfp(z1;:::;zn) is real stable then so isq=@p=@z1. This follows from Gauss-Lucas theorem.

Ifq(z1;:::;zn) is not real stable it has a root (z1;:::;zn). Denef(z1) =p(z1;z2;:::;zn). Then,f0(z1)

has a root inH. But the roots off0(z1) are in the convex hull of the roots off(z1) we get a contradiction

because the complement ofHis convex.

Lecture 2: Real Stable Polynomials2-4

In the rest of this course we write@z1as a short hand for@p=@z1.

We can continue this list and try to discover more and more closure properties. Borcea and Branden proved

a remarkable result characterizing all linear operators that are stability preserving. Here, we don't discuss

their theorem in full generality but we discuss one of the main applications of their theorem which is being

used in almost all applications. LetT:R[z1;:::;zn]!R[z1;:::;zn] be an (dierential) operator on polynomials with real coecients dened as follows:X ;2N0c ;z@

For example, 1z1@z2. In the abovez=Qn

i=1ziiand@=Qn i=1@izi.

DeneFT2R[z1;:::;zn;w1;:::;wn]

F

T(z1;:::;zn;w1;:::;wn) =X

;2N0c ;z(w):

Note thatFTis a polynomial with 2nvariables.

Theorem 2.7.Tis an stability preserver operator, i.e., it maps any real stable polynomial to another real

stable polynomial, iFTis real stable. For example, the operator 1@z1is stability preserver, because 1 +w1is real stable. Also, 1 +z2@z1and

1@z1@z2are stability preserver.

For a non-example, 1+@z1@z2and 1@z1@z2@z3are not stability preserver. This is because (1+@z1@z2)(z1z2) =

z

1z2+ 1 is not real stable.

As a direct consequence we show that the Multi-Ane-Part (MAP) operator is stability preserving. Given

a polynomialp, MAP(p) zeros out every monomial ofpwith a square and keeps all multilinear monomials.

For example,

MAP(1 + 2x+xy+x2y+z3) = 1 + 2x+xy:

Lemma 2.8.MAP is a stability preserving operator.

Proof.Given a polynomialp2R[z1;:::;zn]. We can write MAP as the following dierential operator

MAP(p) =nY

i=1(1z0i@zi)jz1==zn=0:

Now, observe that (1z0i@zi) is stability preserving. Furthermore, setting allzi= 0 is also stability preserving.2.2 Applications

Given a graphG= (V;E), our rst application is to show that the matching polynomial

G(z1;:::;zn) =X

M(1)jMjY

isat inMz i(2.1)

Lecture 2: Real Stable Polynomials2-5

is real stable. For observe that p(z1;:::;zn) =Y fi;jg2E(1zizj) is real stable. Now observe thatG= MAP(p). So,Gis real stable. As a consequence the univariate matching polynomial X

M(1)jMjtjMj

is real rooted. This follows by symmetrizing the polynomial in ( 2.1 ), i.e., setzi=tfor alliand noting that any univariate real stable polynomial is real rooted.quotesdbs_dbs19.pdfusesText_25
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