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EI1I1

The People's Republic of China

Ertan Hydroelectric Development Corporation

Ertan Hydroelectric Project

Environmental Assessment and

Resettlement

(FINAL REPORT )

December. 1994

:---a E. .ee.-.Corvomany Intera. tional. L.? C..:^ag ;; lUSA C ne.. -, H.a.o_ie;,- r.resr.gar.on and Descign Insait. .- Chengdu. Sichuan. PM(C. Siehuan Pra incial Resettlement AgencN. Chenac1tt. ,.nmuan. PRC Ertani Hvdroelectric Development Corporadlnil. II'ihiI hua. Sichuan. PRC

Chengdu. Sichuan. PR China

'- ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~.~~~~~~~~~~Public Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure AuthorizedPublic Disclosure Authorized

List of Preparers:

Hasa Engineering Company International, LP.:

Mr. John R. Bizer, PhD, Senior Biologist

Mr. Anthony Whitten, PhD, Senior Biologist

Chengdu Hydroelectric Investigation and Design Institute: Mr. Shi Shuzi Deputy Hed, Planning Department, Sr. Economist

Mr. Liu Zheniai Engineer in Charge, Meteorologist

Mr. Y Weiqi Head, Environmental Section, Ecologist Mr. Cao Jiang -Head,Sediment Section, Sediment Specalt Mr. Chen Guochun Deputy Head, Hydrological Section, Hydro. Specialist

Mr. Bai Chunfeng Senior Economist

Mr. Rao Zhongli Resentement Specialist

Ms. Shu Zeping Environmental Engineerng Specialist

Ms. Wang Xueqin Environmental Specialist

Ms. Rang Hong Envimnmental-hydraulic Specialist

Mr. Liang Ruijing Interpreter

Sichuan Provincial Resettlement Agency:

Mr. Chen Zongyi Head, No.3 Deparment, Senior Engineer

Ms. Li Hongmei Engineer, Chemist

Ertan Hydroelectric Development Corporation

Mr. Wang Keming Deputy Chief Engineer

Mr. Cui Zijun Head, Adminitration Department, Sr. Engineer

Mr. Chen Xiumei Senior Engineer

Mr. Su Zhou Senior Engineer

Mr. Li Renlun Head, Planning Department, Sr. Engineer

LIST OF TABLES

Table 1.1: Basic Structure of Common Energy Resources in Sichuan Province (1992) 1.4 Table 1.2: Comparison of Capital Invesment and Annual Opeating Costs of a

2860 MW Thernal Plant with the 3,300 MW Ertan Project 1.5

Table .13: Esimated pollutants generated from buniung of 9.04 million Tons of coal annually at a thewral generating project 1.6 Table 1.4 Sistical Comparison of Ertan Hydroelectric Projects with

Comparable Projects Throughout the World 1.8

Table 4.1: Summary of Meteorological Data Charactrzing the Climate of the

Yalong River Catchment.

4.6 Table 4.2: Average and Extreme Discharges Measured at Yanbian Station on

Ganyu River 4.17

Table 4.3: Industrial Water Consumption and Discharge Rates and Major

Pollutants in Area of Ertan Reservoir

4.22 Table 4.4: Water quality characteristics of the Yalong River at the Xiaodeshi

Gaging Station (1973-1979, 1981) 4.26

Table 4.5: Monthly Average Water Quality Values at Xiaodeshi Gauging

Station in 1989 and 1990 4.29

Table 4.6: Longitudinal profile of water quality parameters in Yalong River from Gabiao to Tongzilin 4.31 Table 4.7: Summary of water quality data from Jinsha River Upstream and downstream from Yalong confluence 4.34 Table 4.8: Restricted-range birds of the broad-leaved 'South Chinese

Forests' 4.53

Table 4.9: Survey of Land Uses in Yalong River Basin in Ertan Reservoir

Area 4.61

Table 4.10: Trends in Forest Cover, 1960-1980 4.61 Table 4.11: Industiees Located in the Ertan Reservoir Area 4.65 Table 4.112: Socioeconomic Conditions in 1985 for the Five Counties Affected by the Reservoir 4.68 Table 5.1: Hourly Discharge from Eran Power Station during Peaking

Operation in Normal, Wet and Dry Years. 5.10

Table 5.2: Schedule of Generation by Hour for Ertan Peaking Opeation. 5.11 Table 5.3: Averge Scour Depth in Yalong River downstream from Ertan

Dam 5.19 ,'

Table 5.4: Summary of submersion losses in Ertan Reservoir Area. 5.55 Table 5.5: Enumeration of the utilizabe area of the driwdown zone for development in the Ganyu Arm of the Ertan Reservoir. 5.58 Table 5.6: Inventory of Vegetadon, Structur and Sanitary Faciliies to be

Removed as Part of Reservoir Clearance. 5.67

Table 7.1: Preliminary List of Equipment for Monitoring Program 7.10 Table 7.2: Itemized Costs for Environmental Mitigation Programs 7.16 Table 7.3: Itemized Costs for Environmental Monitoring Programs 7.18 Table 7.4: Environmental Costs and Their Year-by-Year Allocation

Schedule 7.19

Eran Hydrectric Project

Envirnmental Assesment and Resettlement

(FNAL REPORT)

TABLE OF CONTENTS-

EECUTVE SUMMARY

1. INTRODUCTION -..........................1 ............. l.

1.1. HLitory ofthe Project ............................1.._

1.2. Justification of the Project .1.2

1.3. Analysis of Altenative Energy Sources .1.3

1.4. Comparison with Other Major Intertional Hydrodectric Projects ... 1.7

1.5. HistoryoftheEnvironmentalAssessment .1.8

1.6. Introduction to This Study ........ 1.9

2. PROJECT DESCRLPItON .................... 2.1

2.1. General Project Description ........................... 2.1

2.2. Physical Plant ........................... 2.4

2.3. Reservoir .............................. 2.10

14. Construction Methods .............................. 2.11

2.5. Project Operation .............................. 2.15

2.6. Transmission Line and Substations .... ..... ............ 2.16

2.7. Cost Summary .................................. 2.16

3. POLICY, LEGAL, AND ADMINISTRATIVE FRAMEWORK .. ....... 3.1

3.1. Environmental Protection ............................ 3.1

3.2. Resettlement .................................... 3.8

4. BASELINE CONDITIONS ................................ 4.1

4.1. Physical Geography ................................ 4.1

4.2. Biogeography .................................. 4.7

4.3. The Aquatic System ................................ 4.9

4.4. Terrestrial Vegetation, Wildlife and Biodiversitv ..... ........ 4.41

4.5. Socio-economic Environment ......... ................ 4.55

5. ENVIRONMENTAL EFFECTS .................. 5.1

5.1. Environmental Benefits ............................... 5.2

5.2. Aquatic Impacts and Mitigation ........................... 5.6

5.3. Terrestrial Impacts and Mitigation ......................5..2..,

5.4. Socio-economic Impacts and Mitigation ....... ............ 5.49

5.5. Construction Impacts and Mitigation ......... ............ 5.63

5.6. Transmission Line Effects and Mitigation ....... ........... 5.69

6. RESEITLEMENT AND SOCIAL ISSUES ...................... 6.1

6.1. National Resettlement Policies. 6.1

6.2. Characteristics of Resett!zemen: Areas .... ... ............. 6.1

6.3. Socioeconomic Profile in Areas to Be Inundated .6.4

6.4. Consultation Process ............................... 6.5

6.5. Institutional Arrangements ................. .... ..6.7

7. ENMRONMENTAL MONITORING AND TRAINING PROGRAM ...... 7.1

7.1. Overview of The Monitoring Program ..................: 7.1

7.2. TriningPgmm andSpc Activities .. 7.12

7.3. Coss .7.14

8. RECOMMENDATIONS

ANNEX 1 Rferences

ANNEX 2 Species List

ANNEX 3 The I pl.meutation of lwfroi a.utal

Protection Measures

LTSr OF FIGURES

Figure 1.1: Relationship between ntal capacity and cost per kW for 49 proects in Sichuan Province.(CHIDI, 1994). 1.7 Figure 2.1: Lotion of Ertan Hydeect Prqject on Yalong River in

Southwestern Sichuan. 2.2

Figure 2.2: Comprehve Development Plan for Lower Yalong River

Involving 11 Hydreectric Prciects. 2.3

Figure 2.3: Layout of Ertan H ic Project Facilities. 2.5 Figure 2.4: Elevation-and Longitudinal Section thrugh Ertan Dam Depicting

Dam, Spillways and Plunge Pool. 2.6

Figure 2.5: Section Through Underground Power Station for Ertan Project * Depicting Intake, Penstock, Underground Chambers, and Tailrace

Tunnels. 2.9

Figure 4.1: The Chang Jiang (Yangtze) River and its tributaries, including the Yalong River Cm bold) and the locations of the Erti and Gezhouba hydroelectric projects. 4.2 Figure 4.2: Yalong River watershed within Sichuan Province: Drainage area of

Ertan Hydroelectric Project. 4.3

Figure 4.3: Relief map of Yalong River Basin in Southwest Sichuan Province,

China. 4.4

Figure 4.4: Locations of Known Geologic Faults in the Vicinity of Ertan Project and Locations of Seismic Monitoring Stations. 4.8

Figure 4.5: Biounits of western Sichuan. 4.10

Figure 4.6: Locations of Hydrologic. Watcr Quality and Mecteorological Monitoring Stations in the Yalong River Basin. 4.1l Figure 4.7: Average Monthly Discharge at Wali, Luning and Xiaodeshi Hydrologic Gauging Stations on Yalong River. 4. I^ Figure 4.8: Flow Regime Representing High Flow Year in Yalong River (Measured at Xiaodeshi Gaging Station). 4.13 Figure 4.9: Flow Reginie Representing a Normal Year in Yalong River (Measured at Xiaodeshi Gaging Station). 4.14 Figure 4.10: Flow Reime Representira Low Flow Conditions in Yalong River (Measured at Xiaodeshi Gaging Station). 4.15 Figure 4.11: Average monthly flow in Ganyi River (Yanbian Gauging Station,

1976-1993). -4.16

Figure 4.12: Relative average monthly discharge of Yalong and JIrsha River downstream from confluence. 4.18 Figure 4.13: Monthly aveage wa temperate of Yalong River at Xiaodeshi.

Gaging Station (1959 -1992) 4.24

Figure 4.14: Monthly water temperature regime of Ganyu River at Yanbian

Gaging Station (1978 .1982) 4.25

Figure 4.15: Distributions of Three Fish Species Found irn Project Area Representing the Three Major Distribution/Ecological Types: Type A = plains; Type B = Mid-Elevaion; and Type C = High -Elevation. 4.37 Figure 4.16: Photograph of Fish Species Observed in Fishermen's Catch at

Mouth of Puwei River on May 28, 1994. 4.39

Figure 4.17: Forestry map (1978) of the lower Yaldng watershed and surroundings. 4.42 Fi-ure 4.18: Distribution of mature forests in the lower Yalong basin in 1985. 4.43 Figure 4.19: Open, savannah-type vegetation characteristic of the steep slopes of the valley walls within the Ertan Reservoir area. 4.44 Fivure -.'0 Schematic representation of altitudinal zones of vegetation in the Yalong

Vallev. 4.45

Fiiurv :.': Current. Known Distribution of Giant Pandas in Western Sichuan (narrow lines; and Locations of Nature Reserves (bold-gazetted. hatched-propus.d) (Sichuan Forstry Department, 1985). 4.50

11-ure. .' Locations of Reserves in the Southwest Mountains Biounit in

Sichuan PTnvince: B12-a -gazetted; white -proposed 4.54 Figure 4.23: Locations of Timber Harvest Areas and Forest Management Bureaus in Yalong Rlver Basin. 4.58 Figure 4.24: Log Handling F=Iii._s in Y' aong River at Xiaokesh.1 1! km

Downstream Fru::, Eix. 4.59

Figuzv 4.25: Adrministrati;e ;Thts ir l'L E-rmn Reservoir Area. 4.67 '0 ' 2 ' '; ~. '', '.0 ' '- ..s.''', -; ', -'t- * Figure 4.26: Yi Woman Herding Goats. 4.70 Figure 4.27: Distribution of Schistosomiasis Disease Vectors in Yanbiars County (Panzhihua Health Bureau, 1993). 4.74 Figure 5.1: Representative Water Levels in the Ertan Reservoir through Five Yea=s of Opwation (Based on the 1961-1965 Flow Regimes). 5.8 -Figur 5.2: Effet of Daily Flow Fluctuation at Six Locations Downstream froip

Ertan Dwa. -5.12

Figure 5.3: Longitudinal Profile of Sediment Accumulation in Ertan

Reservoir 5.15

Figure 5.4: Longitudinal Profile of Sediment Accumulation in Ganyu Arm of

Ertan Reservoir 5.16

Figure 5.5: Locations of proposed fish harvest facilities on Ertan Reservoir and

Ganyu Arm. 5.39

Figure 5.6: Schematic diagram of trammel and trap net deployment for fish harvest. 5.40 Figure 5.7: Distribution of Drawdown Areas for Development in the Ganyu * Arm. 5.57

Figure 6.1: The Hongge Resettlement Area. 6.3

Figure 7.1: Administrative framework for Ertan Environmental Monitorin,

Programn 7.13

Chapter 1

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