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Equality and Human Rights Commission

Research report 83

The UK and the European Court

of Human Rights

Alice Donald, Jane Gordon and Philip Leach

Human Rights and Social Justice Research Institute

London Metropolitan University

The UK and the European Court of Human Rights

Alice Donald, Jane Gordon and Philip Leach

Human Rights and Social Justice Research Institute

London Metropolitan University

© Equality and Human Rights Commission 2012

First published Spring 2012

ISBN 978 1 84206 434 4

Equality and Human Rights Commission Research Report Series The Equality and Human Rights Commission Research Report Series publishes research carried out for the Commission by commissioned researchers. The views expressed in this report are those of the authors and do not necessarily represent the views of the Commission. The Commission is publishing the report as a contribution to discussion and debate. Please contact the Research Team for further information about other Commission research reports, or visit our website:

Research Team

Equality and Human Rights Commission

Arndale House

The Arndale Centre

Manchester

M4 3AQ

Email: research@equalityhumanrights.com

Telephone: 0161 829 8500

Website: www.equalityhumanrights.com

You can download a copy of this report as a PDF from our website: http://www.equalityhumanrights.com/ If you require this publication in an alternative format, please contact the

Communications Team to discuss your needs at:

communications@equalityhumanrights.com

Contents Page

Tables i

Acknowledgments ii

Abbreviations iii

Executive summary v

1. Introduction 1

1.1 Aims of the report 1

1.2 Context of the report 1

1.3 Methodology 3

1.4 Scope of the report 4

1.5 Guide to the report 5

2. Origins and machinery of the European human rights system 6

2.1 Introduction 6

2.2 The European Convention on Human Rights 6

2.3 The Council of Europe 11

2.4 How the Convention system works 12

2.5 Conclusion 20

3. The protection of human rights in the UK 21

3.1 Introduction 21

3.2 Giving effect to Convention rights in the UK 21

3.3 Debate about human rights protection in the UK 25

3.4 The context of devolution 27

3.5 Conclusion 28

4. Statistical overview of UK cases in Strasbourg 30

4.1 Introduction 30

4.2 Overview of UK cases over time 30

4.3 Overview of UK cases in comparison with other states 36

4.4 The nature of violations in Strasbourg cases 38

4.5 Conclusion 42

5. The impact of European Court of Human Rights judgments on the UK 44

5.1 Introduction 44

5.2 Identifying the impact of legal cases 44

5.3 Protection of life and investigations into deaths 45

5.4 Anti-terrorism and the prohibition of torture and inhuman or

degrading treatment or punishment 52

5.5 Anti-terrorism and other human rights violations 58

5.6 Protection from violence and coercion 61

Page

5.7 The protection of individual liberties 66

5.8 Freedom of expression of the media 75

5.9 Immigration 80

5.10 Impact of cases brought under the Human Rights Act 83

5.11 Conclusion 85

6. The evolution of the Convention and Strasbourg case law 87

6.1 Introduction 87

6.2 Principles of interpretation of the Convention 87

6.3 Criticisms of the Strasbourg Court 91

6.4 Responses to the criticisms 98

6.5 Case studies on developing interpretation of the law 102

6.6 The limits to an evolutive approach 106

6.7 The clarity and consistency of Strasbourg judgments 107

6.8 The value of a dynamic approach: protection of the vulnerable 110

6.9 Conclusion 113

7. The relationship between the UK courts and Strasbourg 115

7.1 Introduction 115

7.2 The approach of the UK Courts to Strasbourg case law 116

7.3 Cases where Strasbourg has deferred to national authorities 120

7.4 Cases where Strasbourg has adopted the reasoning of the

UK courts 123

7.5 Cases where Strasbourg and the UK courts have disagreed 125

7.6 Cases where the UK courts have consciously leapt ahead of

Strasbourg 134

7.7 Judicial dialogue between Strasbourg and the UK 138

7.8 Conclusion 140

8. The implementation of Strasbourg judgments in the UK 143

8.1 Introduction 143

8.2 The United Kingdom"s record 143

8.3 The consequences of the non-implementation of

Strasbourg judgments by the UK 145

8.4 Parliament and the implementation of Strasbourg judgments 148

8.5 Conclusion 152

9. The value for the UK of the European human rights framework 154

9.1 Introduction 154

9.2 The relationship between the domestic and regional

human rights systems 154

9.3 The status of Convention rights in UK law 156

9.4 The supervisory role of the European Court of Human Rights 159

Page

9.5 Challenges to the legitimacy of the European Court of

Human Rights 162

9.6 The value of the European human rights system 164

9.7 The value of a supranational court 167

9.8 The position of the UK within the European human rights system 171

9.9 Conclusion 177

10. Conclusions 180

10.1 The UK and the European system of human rights protection 180

10.2 Debate about human rights protection in the UK 183

10.3 Debate about the European system of human rights protection 184

Appendices

Appendix 1 Interviewees 188

Appendix 2 Questionnaire 189

Appendix 3 Sections of the Human Rights Act 1998 192

References 196

List of cases 208

i

Tables Page

4.1 Applications to the ECtHR against the UK, 1999-2010 31

4.2 Judgments of the ECtHR in UK cases, 1999-2010 32

4.3 Applications and judgments relating to the UK, 1966-2010 33

4.4 Applications and judgments relating to the UK, 2011 34

4.5 Cases relating to the UK and selected comparator countries, 1998-2010 37

4.6 Violations in ECtHR judgments against the UK by Article, 1966-2010 41

ii

Acknowledgments

We would like to thank all those who gave interviews and were so generous with their time and insights. Our thanks also go to Aruna Dudhia for administrative support and Shanta Bhavnani, Tarik Elhadidi and Wessen Jazrawi for research assistance. We acknowledge with gratitude the detailed work completed for this research project by Professor Francesca Klug, Helen Wildbore and Matthew Hunt of the Human Rights Futures Project at the London School of Economics. Thanks are also due to Jessica Gavron and Francesca Klug for helpful comments on a draft of this report. We are especially grateful to David Perfect of the Equality and Human Rights Commission, whose patience and professionalism helped guide the report to completion within a short timescale. Thanks also to John Wadham and Mary

Cunneen at the EHRC.

Alice Donald

Philip Leach

Human Rights and Social Justice Research Institute

London Metropolitan University

Jane Gordon

Visiting Fellow

London School of Economics

iii

Abbreviations

ATCSA Anti-terrorism, Crime and Security Act 2001

DPA Data Protection Act 1998

ECHR European Convention on Human Rights

ECtHR European Court of Human Rights

EHRC Equality and Human Rights Commission

EU European Union

GC Grand Chamber

HET Historical Enquiries Team

HRA Human Rights Act 1998

ICCPR International Covenant on Civil and Political Rights

IPCC Independent Police Complaints Commission

IVF In-vitro fertilisation

JCHR Joint Committee on Human Rights

LGBT Lesbian, gay, bisexual or transgender

NCCL National Council for Civil Liberties

NIHRC Northern Ireland Human Rights Commission

RIPA Regulation of Investigatory Powers Act 2000

SAS Special Air Service

SHRC Scottish Human Rights Commission

SIAC Special Immigration Appeals Commission

TPIM Terrorism Prevention and Investigation Measure

UCL University College London

UNCAT United Nations Convention against Torture

iv

EXECUTIVE SUMMARY

v

Executive summary

Aims of the research

In November 2011, the Equality and Human Rights Commission contracted the Human Rights and Social Justice Research Institute at London Metropolitan University and Jane Gordon, human rights lawyer and Visiting Fellow at the London School of Economics, to examine the relationship between the UK and the European

Court of Human Rights (ECtHR) in Strasbourg.

The aim was to provide better information to key decision-makers about the impact of the ECtHR and its judgments on the UK. The principal objectives were to: analyse ECtHR cases in relation to the UK to assess the circumstances in which the Court has made judgments, including both judgments which were contrary to those made by domestic courts and judgments where the Court agreed with the domestic court/UK Government position (or where applications against the UK have been found inadmissible); assess how ECtHR judgments relating to the UK have been received and responded to by key decision-makers in the UK; and evaluate the implementation of ECtHR judgments and the impact that they have had on domestic legislation and policy, as well as on domestic courts.

Methodology

The research comprised:

a literature review and review of a selection of ECtHR judgments; and

17 interviews with (i) individuals in the UK, including parliamentarians; judicial

figures; (former) heads of the human rights commissions in Scotland and Northern Ireland; and (ii) key figures within the Strasbourg system. Origins and machinery of the European human rights system The European Convention on Human Rights (ECHR) is an international treaty drawn up within the Council of Europe, which was established in Strasbourg in 1949 in the course of the first post-war attempt to unify Europe. The United Kingdom was among the first states to ratify the ECHR and played a pivotal role in its creation. The UK accepted the right of individuals to take a case to Strasbourg and the jurisdiction of

THE UK AND THE EUROPEAN COURT OF HUMAN RIGHTS

vi the ECtHR in 1966. In 1998, the right of individual petition and the jurisdiction of the Court were made compulsory for all states which are members of the ECHR. Since that time, the Strasbourg system has expanded hugely due to an influx of eastern and central European states whose membership of the Convention signalled a break with their authoritarian past. Forty-seven nations - some 800 million people - are now within the European human rights system, which is widely accepted as the most effective international regime for enforcing human rights in the world. No democracy has ever withdrawn from the Convention. The vast number of cases pending at the ECtHR - 151,600 as of 31 December 2011, of which 3,650 are applications from the UK - stems principally from systemic failures of implementation by a handful of countries and has prompted a process of reform to ensure the institutional survival of the Convention system. The reforms are centred on the fundamental role which national authorities - governments, parliaments and courts - play in protecting human rights within their own jurisdiction. There has been criticism that the Court has become preoccupied with minor cases. However, the judgments of the ECtHR demonstrate the serious and substantive nature of the matters it considers: of all ECtHR judgments finding at least one violation in 2011, 36 per cent involved a violation of the right to life or the prohibition against torture or inhuman or degrading treatment.

Election of judges to the Court

A common misapprehension about the ECtHR is that its judges are - like judges in UK courts - unelected. This is incorrect. The Parliamentary Assembly of the Council of Europe - comprised of parliamentarians from each member state - elects judges of the Court from a list of three candidates nominated by each member state. In February 2012, the Committee of Ministers" Steering Committee for Human Rights issued guidelines on the selection of candidates for the post of judge at the ECtHR to ensure that they are of the highest possible quality.

The protection of human rights in the UK

The Human Rights Act 1998 (HRA) created a domestic scheme of human rights protection which preserves the distinct role of the judges at the same time as safeguarding parliamentary sovereignty. The HRA gives effect in domestic law to the fundamental rights and freedoms in the Convention. It makes available in UK courts a remedy for the breach of a Convention right, without the need to go to Strasbourg. It requires all public authorities to act compatibly with the ECHR, providing a basis for the development of a ‘human rights culture" in public services across the UK.

EXECUTIVE SUMMARY

vii Accounts of the HRA"s first decade indicate that such a culture has largely failed to materialise, although there are positive examples of public authorities respecting human rights as a result of a greater understanding of their Convention obligations.quotesdbs_dbs19.pdfusesText_25