(no false negatives, results disclosed to primary care physi- cian) Only 41 (95 or hereditary nonpolyposis colorectal cancer (HNPCC), has empirical Divorced 48 (14) Separated 6 (2) Never married 33 (9) Living with partner 12 (3)
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Value ofGenetic Testing
for HereditaryColorectal Cancer in aProbability-Based USOnline Sample Sara J.Knight, PhD,Ateesha F.Mohamed, MA,Deborah A.Marshall, PhD, Uri Ladabaum,MD, MS,Kathryn A.Phillips, PhD,Judith M.E. Walsh,MD, MPHBackground. Whilechoices aboutgenetic testingare
increasingly commonfor patientsand families,and public opinion surveyssuggest publicinterest ingenomics, itis not knownhow adultsfrom thegeneral populationvalue genetic testingfor heritableconditions. Wesought to understand ina USsample therelative valueof thechar- acteristics ofgenetic teststo identifyrisk ofhereditary colorectal cancer,among thefirst genomicapplications with evidenceto supportits translationto clinicalsettings.Methods
.AWeb-enabled choice-formatconjoint survey was conductedwith adultsage 50years andolder from a probability-basedUS pan el.Participan tswereaskedto makease ries ofchoices between 2hypotheticalb loodtests thatd ifferedinriskoffa lse- negativ etest, privacy,andcost.Randomparam eterslogitmodelswere usedtoest imate
preferences,thedollar valueo fgeneticinform ation,andintenttohav eg enetictestin g.Results. Ato talof355individualscompleted choice-formatquestio ns.Costandprivacyweremo rehigh lyvalue dthanreducing thechance
of afa lse-negativeresult.Most(9 7%[95%confid enceinter- val(C I)],95%-99%) wouldhavegenet ictestingto reduce theri skofdy ingof colorectalca ncerin thebestscenario (nofa lsenegativ es,resultsdisclosedto primarycarephys i- cian).Only41 %(95%CI ,25%-57 %)wou ldhave genetic testinginth eworst case(20 %falsenega tives,re sultsdis- closedtoinsu ran cecompany).Conclusions. Giventhe characteristicsandlevelsincl udedin thechoice,iffa lse- negativetestresu ltsare unlikelyandresu ltsare shared witha prim arycarephysi cian,the majoritywouldhave genetictestin g.Asgenomicservic esbe comewidelyava il- able,prim arycareprofe ssionalswi llneedtobeincreasingly knowledgeableaboutgeneticte stingdecis ions.Keywo rds: genetics;oncology ;internalmedicine ;discretechoice ;util- ityass essment.(MedDe cisMaking20 15;35:734- 744) P ersonalized medicine - healthcare targetedto the characteristicsof individuals,including genetics - has developedrapidly duringthe past decade. Patientsand membersof thepublic saythey would betested toprevent diseasein themselvesor family members. 1,2Some personalizedmedicine ap-
plications areused todetermine optimaltreatments and areonly relevantto individualswith specific conditions. Othersare usedto identifyat-risk indivi- duals whomight benefitfrom moreintensive screen- ing orprophylactic treatmentand arerelevant to larger segmentsof theasymptomatic population.Genetic testingused inrisk assessmentfor heredi-
tary colorectalcancer, specificallyLynch syndromeorhe reditarynonpoly posiscolorectalca ncer(HNPCC), has empiricalevidencefor its clinicalval idityandutil- ity. 3,4Evidence-basedguidelin es forh ereditarycolo-
rectalca ncerhavebe enwidely disseminated, 5-8 and cost-effectivenessevalua tionsha vebee nconducted. 9- 11 The purposeofgenetic te sting inthiscasei stoi den- tifythos ewhowould benefit frommore frequentand intensives creeningorfromproph ylactic surger y, suchas cole ctomy. 12While themutationsas sociated
withhe reditarycolorectalcancer arenotco mmon, manyp eoplewillhavequ estionsabou tcolorectalcan- cer,a high lyprevalentdise ase,andwhethertheyor relatedfamily memb erswouldbenefitfromgenetic testing.Many viewgenetics as''a verygood orgood
thing,'' 13 but patientsand thepublic alsohave signif- icant concernsabout genetictesting, includingcost, accuracy, andpotential fordiscrimination basedon genetics. 14-17Individualsfacingt hesedecisionsma ke
complextradeoffs amongthesefactor s.Beyon dstudiesThe Author(s)2015
Reprints andpermission:
DOI: 10.1177/0272989X14565820
734MEDICAL DECISIONMAKING/AUGUST 2015
ORIGINAL ARTICLE
at US DEPT OF VETERAN AFFAIRS on March 28, 2016mdm.sagepub.comDownloaded from of attitudest owardtesting,there islittle quantitative informationonh owindividuals atriskforhealthcondi- tionso rmemberso fthege neralp ublicweigh costswith benefits. 18This informationiscrit icalfor healthprofes-
sionals whowillneed tobe preparedfor di scuss ions about geneticte stingwiththeirp atients.Without knowledgeof tradeoffs,it isnot possibleto fullyunder- standt hevalueof genetic testing orthefactorsas soci- ated withitsadoption and utilization. 19In thisst udy,
we soughtto examinet herela tivevalue of specificchar- acteristicsofg enetictesting forhere ditarycolorectal cancer inaprobability-bas eds ampleofadults 50years and olderfromthe general USpopulation,agroupfor whomro utinecolorectalc ancers creeningisrelevant.METHODS
We useda choice-formatconjoint surveyto mea-
sample ofadults fromthe USpopulation. Choice- format conjoint,also knownas choice-basedconjoint (CBC), isa formof conjointanalysis. Overthe past decade, thistype ofsurvey hasbeen usedincreas- ingly toquantify preferencesfor characteristicsof health careand policy. 20-23These surveyssimulate
clinical andpolicy decisionmaking andprovide a systematicmethod ofeliciting tradeoffsto quantify the relativeimportance thatindividuals placeon treatment characteristicsor outcomes.This approach composed ofsets ofcharacteristics (e.g.,efficacy, vention isa functionof thesecharacteristics. 24Survey
The constructionof choicealternatives usedin the
survey wasbased on7 focusgroups ofclinical experts, average-riskcommunity members,and patients atrisk forhereditary cancer(total n= 42). (n= 8),1 groupof geneticcounselors (n= 3),and 2 groups ofphysicians (n= 12).The focusgroups were moderatedby 2experienced qualitative researchers usinga structuredguide andwere recorded usinga digitalaudio recorder.Also, each group wasobserved byseveral ofthe investigators who tookhandwritten notes.A whiteboardwas used torecord thespecific characteristicsand levels of thesecharacteristics identifiedby focusgroup ing. Aftereach group,a digitalphotograph wastaken to recordthe materialfrom thewhiteboard.Two genetictesting scenarioswere presentedto
the groupsfor discussion.The questionsincluded in thestructured guidewere thesame foreach group, but theperspective wasdifferent. Forexample, while being tested,physicians wereasked howlikely they an open-endeddiscussion ofgenetic testingand 2) a highlystructured discussionof thespecific charac- teristics thatfocus groupmembers indicatedhad influenced orwould influencetheir decisionsabout genetic testing. included ahighly structureddiscussion ofpotential levels orcategories foreach characteristic(e.g., privacy: primarycare doctor,genetics healthprofes- sionals, orinsurance companieswill receivegenetic test results).During thestructured discussion,we asked focusgroup membersto identifya rangeof rel- evant levelsor categoriesfor eachcharacteristic. For Received 21April 2013from HealthServices Researchand Develop- ment Program,Birmingham VeteransAffairs MedicalCenter, Birming- ham, Alabama,USA (SJK);Division ofPreventive Medicine, Department ofMedicine, Universityof Alabamaat Birmingham,Bir- mingham, Alabama,USA (SJK);CHEOR, SpecialtyMedicine, Bayer Healthcare Pharmaceuticals,Inc., Whippany,New Jersey,USA (AFM); Departmentof CommunityHealth Sciences,University ofCal- gary, Calgary,Alberta, Canada(DAM); Departmentof Medicine,Stan- ford University,Palo Alto,California, USA(UL); Departmentof Clinical Pharmacy andInstitute forHealth PolicyStudies, Universityof California at SanFrancisco, SanFrancisco, California,USA (KAP);and Depart- ments ofMedicine andEpidemiology andBiostatistics, Universityof California atSan Francisco,San Francisco,California, USA(JMEW). Uri Ladabaum,MD, MS,declares apotential perceivedconflict ofinter- est withExact SciencesCorporation (Madison,WI) andGiven Imaging Ltd. (Duluth,GA)/Covidien Plc(Dublin, Ireland),for whomhe hasserved as consultant,and MaunaKea Technologies,Inc. (Suwanee,GA), for whom hehas servedon anadvisory board.This workwas supported with agrant fromthe NationalCancer Institute(P01CA130818-1A1) (Kathryn A.Phillips, principalinvestigator; JudithM. E.Walsh and Sara J.Knight, co-leadersof thePreferences Project).This articlerep- resents theperspective ofthe authorsand doesnot necessarilyrepre- sent theviews ofthe Departmentof VeteransAffairs orthe US government. Thefunding agreementensured theauthors' indepen- Address correspondenceto SaraJ. Knight,PhD, TheUniversity ofAla- bama atBirmingham, Divisionof PreventiveMedicine, MedicalTowers Building, 171711th AvenueSouth, Suite650, Birmingham,AL 35205, USA; telephone:(205) 934-5685;e-mail: sjknight@uab.edu.GENETIC TESTINGFOR HEREDITARYCOLORECTAL CANCER
ORIGINAL ARTICLE735
at US DEPT OF VETERAN AFFAIRS on March 28, 2016mdm.sagepub.comDownloaded from characteristics suchas sensitivity,specificity, false positive, andfalse negative,we provideddefinitions tration appropriatefor thoseof lowernumeracy. Def- initions andsupporting graphicswere displayedon a whiteboardthat wasvisible toall inthe room.We then moderateda discussionof thelevels andcatego- ries leadingto refinementof therelevant andimpor- tant levelsand categories.Finally, weasked the members voteon thehighest, lowest,and intermedi- ate levelsor categoriesthat weremost meaningfulto decisions aboutgenetic testing.Three experiencedqualitative investigatorscoded
the verifiedtranscripts ofthe recordingsand the notes usinga contentanalysis approach. 25First, the
3 codersreviewed thetranscripts anddefined atotal
of 10unique codingcategories. Second,after thecat- egories wereclearly definedand acoding manual developed, theinvestigators thenconducted anini- tial roundof codingeach transcript.Discrepancies in codingwere resolvedthrough discussion,and the codingmanual wasrefined. Afinal roundof cod- ing thetranscripts wasthen conductedagain with discrepancies beingresolved throughdiscussion.Analysis ofthe transcriptsgeneratedarange oftest
characteristics importantto decisionsabout genetic testing forcancer risk.While thediscussions ofthe patient andcommunity membergroups weighed heavily inthe considerations,input fromall groups was consideredin selectingthe characteristicsand levels tobe usedin thechoice task.Among these, ations: 1)frequency ofmentions and2) conceptual distinctness. Thisallowed usto constructchoice alternatives thatincluded asmany relevantcharac- ber toreduce thecognitive burdenof thechoice task.In addition,we consideredthe potentialof selected
characteristics toprovide informationon therelative importance ofone testcharacteristic comparedwith another. Forexample, whileconcerns aboutprivacy are wellknown, noquantitative informationis avail- able onthe importanceof privacycompared with other characteristics,such asaccuracy.The finalselection oflevels andcategories was
based onboth thefocus groupdiscussions andthe current literature.For example,cost levelswere based onwhat focusgroup memberssaid theywould pay forgenetic testingand whatwas publishedin the literature ontypical copaymentsfor genetictests to identify Lynchsyndrome. Inaddition, categoriesor levels wereselected toprovide contraststhat hadnot beenexamined inprevious studiesand thatwould revealnew informationabout thecharacteris- tics. Forexample, privacycategories werebased on
counselors andother geneticspecialists, andinsur- ance companiesas potentialtest resultrecipients in addition tothe personbeing tested.While previous surveys havesuggested thatthe publicvalues pri- mary carephysicians assources ofinformation about genetic testing,the relativevalue ofinvolving pri- mary carecompared withother healthprofessionals, such asgenetic specialists,also valuedfor their knowledge, isnot known.The finalchoice alternativesincluded 3genetic
test characteristics:accuracy (false-negativeresults), privacy (whoother thanthe personbeing testedhas access tothe results),and cost(personal costnot cov- ered byinsurance). 25,26While testaccuracy canbe
described inseveral ways,we selectedone dimen- sion ofaccuracy toinclude amongthe choicealterna- tives toexamine comparisonsbetween distinct characteristics. Amongthe dimensionsof accuracy, we selectedchance ofa false-negativetest result becauseourfocus groupsand priorstudieshaveindi- cated thatboth patientsand communitymembers see as importanthaving informationabout canceror a predispositionfor cancerso thatsomething canbe done andsee asconcerning havinga cancerrisk or a geneticmutation evenwhen testresults are normal.25,27,28
Each characteristicwas associatedwith 3of 4lev-
egory wasused ineach choicetask alternative.The fractional factorialdesign usedto createthe survey versions wasgenerated usingSAS version9.2 (SASInstitute, Cary,NC). Tocreate testprofiles forthe
choice questions,we employeda D-optimalalgo- rithm toconstruct afractional factorialmain-effects experimental designin SASversion 9.2,resulting in36 choicepairs.
29-31The finalexperimental design
consisted of4 surveyversions, eachcontaining 9 choice questions.Each respondentwas randomly assigned to1 ofthe 4versions, andthe 9choice ques- tions wererandomized ineach surveyversion.Each choicetask included2 hypotheticalgenetic
test alternatives(blood testA, bloodtest B)and a no-testoption. Theno-test optionwas includedso we couldestimate predictedtest uptake.Including the no-testoption wasalso importantin makingthe choice scenariomore realisticto participants,as in therealworld,''notest'' isanoptiontheycanchoose.Each setof alternatives(blood testA, bloodtest B)
was presentedwith ahypothetical levelof colorectal cancer risk(i.e., 10%,25%, 50%)(Figure 1)toKNIGHT ANDOTHERS
736MEDICAL DECISIONMAKING/AUGUST 2015
at US DEPT OF VETERAN AFFAIRS on March 28, 2016mdm.sagepub.comDownloaded from provide abaseline contextfor eachchoice task.The level ofrisk wasvaried throughoutthe choicetasks in thequestionnaire. Inthe fullexperimental design (36 choicequestions), eachof the3 baselinerisk lev- els occurredexactly 33%of thetime (24/72).In addi- tion, ineach ofthe 4versions, eachbaseline risk occurred 33%of thetime (6/18).The surveyincluded severalquestions inaddition
to thechoice tasks.Because genetictest resultsfor colorectal cancerhave consequentrisk reductionrec- ommendations, weincluded aseparate questionon choice ofrisk reductionstrategy givenhereditary colorectal cancerin thefamily. Inthis question,we asked participantsto chooseeither colectomyto eliminate therisk orcolonoscopy toreduce therisk of dyingof colorectalcancer. Ifcolectomy was selected, theparticipant wasasked aboutthe maxi- noscopy wasselected, theparticipant wasasked to identify themaximum thathe orshe wouldpay for colonoscopies overa lifetime.Several independent evant personcharacteristics (e.g.,cancer history)that were mentionedin thefocus groups,but thatcannot be manipulatedexperimentally.Because understandingnumerical probabilitiesis
often cognitivelychallenging, weused pictographs to providegraphical riskinformation. 32Plain-
language definitionsand pictureswere usedtodefine conceptsused inthe choicetasks, suchas false-negative testresult, geneticshealth professio-nals, colectomy,and colonoscopy.