SWXess Maintenance Release 6 - Post Release (SMR6p
• Directive 5: Trading Without Pre-Trade Transparency • Product Guide Trading without pre– trade transparency - • SLS -direct access to Europe's largest pool of block liquidity 3 2 Other Service Offerings 3 2 1 Sponsored Access The Sponsored Access service offering of SIX Swiss Exchange is not affected by SMR6 Post Release
STANDARD FORM 86 CERTIFICATION (SF 86C)
1001) provides that knowingly falsifying or concealing a material fact is a felony which may result in fines and/or up to 5 years of imprisonment Do not provide information you have already provided on your most recent SF 86 Any "Yes" responses under Block 2 must be explained in Block 3
SIX Swiss Exchange message no NN/YYYY
SIX Swiss Exchange message no 47/2012 19 09 2012 3 3 Regulation Type of change Reference SIX Swiss Exchange Reference Scoach Switzerland Title Directive 4: Market Control New Clause 3 para 3 Clause 3 para 3 Communication New Clause 5 5 Clause 5 5 Reports following emergency situations Changed Clause 6 1 Principle
General Data Protection Regulation (GDPR)
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Anti-Money Laundering and Due Diligence Questionnaire
Major Shareholders holding 5 and above (Name of owners**, their ownership interest ( ) and nationality): List of Major Shareholders holding more than 5 ownership: Name Ownership Interest ( ) Nationality Mohammad Naeem Mukhtar 23 24 Pakistani Muhammad Waseem Mukhtar 23 33 Pakistani Sheikh Mukhtar Ahmad 20 83 Pakistani
Directive 1: Admission of participants
Directive 1: Admission of participants 22 SIX Swiss Exchange Ltd 4 /06 2020 2 4 Suspension and termination of participation 2 4 1 Suspension The Exchange may block a participant's access to the exchange system at any time and/or delete its or-ders in the events specified in Clause 8 1 Trading Rules or as part of sanction proceedings
Forcepoint DLP 88 Release Notes
EU Directive 95/46/EC: Norwegian Personal Number and CCN EU Directive 95/46/EC: Spanish DNI Number and CCN EU Directive 95/46/EC: Swiss New Format AHV and CCN EU Directive 95/46/EC: Swiss Old Format AHV and CCN EU Directive 95/46/EC: UK National Insurance Number and CCN New source code classifiers include: C++ Source Code (Wide)
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