BEFORE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM

– a description of significant changes in the organisation of permanent control, including the main actions planned in relation to internal control (Article 42(1)(f) of Regulation 9702); specify in particular the - identity, the hierarchical and functional position of the person in charge of permanent control and any

Autorité de contrôle prudentiel et de résolution

Chairman of the ACPR and Governor of the Banque de France 4 Interview with Édouard Fernandez-Bollo, Secretary General of the ACPR Chapter 1 6 About the ACPR 1 Statutory objectives 2 Organisation 3 Key focus areas in 2018 4 Supervisory priorities for 2019 Chapter 2 18 Prudential supervision 1 Licensing/changes to the structure of the French

MEMBERSHIP FORM 2019/2020 - CAPRA

CAPRA/ACPR Membership Form 2019/2020 NAME:_____ 3 P a g e Memberships are subject to approval by the Board of Directors Memberships will only be processed with payment Please allow TWO WEEKS for processing

ACPR63-20 Growth Series - Creating a healthy workplace culture

working from their kitchen counter, it’s important they feel part of an organisation, part of something bigger ” Diversity and Inclusion was also discussed and both Dom and Tom spoke passionately about creating a workplace which reflects the environment they operate in Through its

Rothschild & Co: Pillar 3 Disclosure - As at 31 December 2019

ACPR; and • Rothschild Martin Maurel Monaco (“RMMM”) incorporated in Monaco and supervised by the ACPR As at 31 December 2019, the regulatory consolidation scope is identical to the statutory consolidation scope Unless otherwise indicated, financial information presented in this document is as at 31 December 2019 As there is a significant

TERMS OF USE Important Legal Information CA-CIB Crédit

affiliates This site has not been reviewed, authorised or otherwise approved by the ACPR, ECB, AMF, Financial Conduct Authority, Prudential Regulation Authority or any other regulatory body 1 Parties (a) References to “the Organisation” in these Terms (defined below) are to the legal entity which CA-CIB

Guidelines on system of governance

corporate organisation of the group, the business model of its different entities and the links and relationships between them and the risks arising from the group’s structure Guideline 3 – Significant decisions 1 29 The undertaking should ensure that any significant decision of the undertaking

Identifier et gérer le risque de conduite dans le secteur de

EIOPA, ACPR, etc ) • Modèle « Twin Peaks » : une adaptation des pratiques de supervision pour mieux réguler le risque de conduite, le plus souvent dans une logique transsectorielle De nombreuses initiatives normatives afin de mieux protéger les clients • Au niveau européen ‒ MIFID ‒ IDD ‒ PRIIPs ‒ MCD