27 jan. 2022 draft ESMA guidelines on certain aspects of the MiFID II suitability requirements. This. Consultation Paper builds on the text of the 2018 ...
23 December 2015
22 mai 2014 The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in this Consultation Paper. In order to ...
28 jan. 2016 3 Discussion Paper on ESMA's policy orientations on possible implementing measures under the Market Abuse Regulation.
28 jan. 2022 In particular ESMA committed in its final report to publish an Opinion clarifying the definition of multilateral systems and the trading venue ...
17 mai 2022 The Omnibus Directive18 amended the UCITS Directive to grant ESMA the power to develop the ITS relating to the template notification letter for ...
29 jan. 2021 This. Consultation Paper builds on relevant parts from ESMA's Guidelines on certain aspects of the MiFID II suitability requirements while ...
8 juil. 2022 In June 2017 ESMA published its Guidelines on certain aspects of the MiFID II product governance requirements3 (“guidelines”)
3 jui. 2020 as recently amended6 this paper sets out for consultation draft ESMA guidelines on outsourcing to cloud service providers.
11 juil. 2022 In accordance with Article 16(3) of the ESMA Regulation competent authorities and financial market participants must make every effort to ...