[PDF] ETSI TS 138 533 - V16.4.0 - 5G; NR; User Equipment (UE

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ETSI TS 138 533 V16.4.0 (2020-09)

5G; NR;

User Equipment (UE) conformance specification;

Radio Resource Management (RRM)

(3GPP TS 38.533 version 16.4.0 Release 16)

TECHNICAL SPECIFICATION

ETSI ETSI TS 138 533 V16.4.0 (2020-09)13GPP TS 38.533 version 16.4.0 Release 16

Reference

RTS/TSGR-0538533vg40

Keywords

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IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

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Legal notice

This Technical Specification (TS) has been produced by the ETSI 3 rd

Generation Partnership Project (3GPP).

The present document may refer to technical specifications or reports using their 3GPP identities. These shall be

interpreted as being references to the corresponding ETSI deliverables.

The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.

Modal verbs terminology

In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

provisions). "must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 138 533 V16.4.0 (2020-09)33GPP TS 38.533 version 16.4.0 Release 16

Contents

Intellectual Property Rights ........................................................................

........................................................ 2± Legal notice ........................................................................ ................................................................................ 2± Modal verbs terminology ...................................................................... .............................................................. 2± Foreword ....................................................................... .................................................................................... 18±

1 Scope ........................................................................

.............................................................................. 19±

2 References ........................................................................

............................ 19±

3 Definitions, symbols and abbreviations .......................................................................

.......................... 20±

3.1 Definitions ........................................................................

................................................................................ 20±

3.2 Symbols ........................................................................

.................................................................................... 21±

3.3 Abbreviations ........................................................................

........................................................................... 21±

3A Requirements for the support of RRM ........................................................................

........................... 23±

3A.1 General ........................................................................

..................................................................................... 23±

3A.1.1 T est coverage across 5G NR architecture options ........................................................................

.............. 24±

3A.2 R equirements Classification for Statistical Testing .......................................................................................... 25±

3A.3 Antenna Configuration ........................................................................

............................................................. 25±

3A.4 NR band groups ........................................................................

........................................................................ 25±

3A.4.1 NR operating bands in FR1 ........................................................................

................................................ 25±

3A.4.2 NR operating bands in FR2 ........................................................................

................................................ 26±

3A.5 NR operating band configuration ........................................................................

............................................. 27±

4 EN-DC with all NR cells in FR1 ........................................................................

.................................... 28±

4.1 Void ........................................................................

.......................................................................................... 28±

4.2 Void ........................................................................

.......................................................................................... 28±

4.3 RRC_CONNECTED state mobility .......................................................................

.......................................... 28±

4.3.1 Void ........................................................................

.................................................................................... 28±

4.3.2 R RC connection mobility control ........................................................................

....................................... 28±

4.3.2.1 Void...................................................................

.................................................................................... 28±

4.3.2.2 Random access ........................................................................

.............................................................. 28±

4.3.2.2.1 Co ntention based random access test in FR1 for PSCell in EN-DC ................................................ 28±

4.3.2.2.2 Non- contention based random access test in FR1 for PSCell in EN-DC ........................................ 35±

4.3.2.3 Void...................................................................

.................................................................................... 43±

4.4 Timing ........................................................................

...................................................................................... 43±

4.4.1 UE tran smit timing ........................................................................

............................................................. 43±

4.4.1.0 Mini mum conformance requirements ........................................................................

........................... 43±

4.4.1.0.1 Mini mum conformance requirements for UE transmit timing accuracy ......................................... 43±

4.4.1.1 EN-D C FR1 UE transmit timing accuracy ........................................................................

.................... 44±

4.4.2 UE ti mer accuracy ........................................................................

.............................................................. 53±

4.4.3 Timing advance ........................................................................

.................................................................. 53±

4.4.3.0 Minimum conformance requirements ........................................................................

........................... 53±

4.4.3.0.1 Mini mum conformance requirements for timing advance adjustment accuracy ............................. 53±

4.4.3.0.2 Mini mum conformance requirements for timing advance adjustment delay ................................... 53±

4.4.3.1 EN-D C FR1 timing advance adjustment accuracy ........................................................................

........ 54±

4.5 Signaling characteristics .......................................................................

............................................................ 60±

4.5.1 Radio link monitoring ........................................................................

......................................................... 60±

4.5.1.0 Mini mum conformance requirements ........................................................................

........................... 61±

4.5.1.0.1 Mini mum conformance requirements for out-of-sync SSB-based RLM ......................................... 61±

4.5.1.0.2 ........................................................................

................................................................................. 61±

4.5.1.0.3 Mini mum conformance requirements for out-of-sync CSI-RS based RLM .................................... 61±

4.5.1.0.4 Mini mum conformance requirements for in-sync CSI-RS based RLM .......................................... 63±

4.5.1.1 EN- DC FR1 radio link monitoring out-of-sync test for PSCell configured with SSB-based RLM

RS in non-DRX mode ........................................................................ ................................................... 65

4.5.1.2 EN-DC FR1 ra dio link monitoring in-sync test for PSCell configured with SSB-based RLM RS

in non-DRX mode ........................................................................ ......................................................... 70 ETSI ETSI TS 138 533 V16.4.0 (2020-09)43GPP TS 38.533 version 16.4.0 Release 16

4.5.1.3 EN- DC FR1 radio link monitoring out-of-sync test for PSCell configured with SSB-based RLM

RS in DRX mode ........................................................................ .......................................................... 76

4.5.1.4 EN-DC FR1 ra dio link monitoring in-sync test for PSCell configured with SSB-based RLM RS

in DRX mode ........................................................................ ................................................................ 82

4.5.1.5 EN- DC FR1 radio link monitoring out-of-sync test for PSCell configured with CSI-RS-based

RLM RS in non-DRX mode ........................................................................ ......................................... 89

4.5.1.6 EN-DC FR1 ra dio link monitoring in-sync test for PSCell configured with CSI-RS-based RLM

RS in non-DRX mode ........................................................................ ................................................... 95

4.5.1.7 EN- DC FR1 radio link monitoring out-of-sync test for PSCell configured with CSI-RS-based

RLM RS in DRX mode ........................................................................ ............................................... 100

4.5.2 Interruption ........................................................................

....................................................................... 111±

4.5.2.0 Mini mum conformance requirements ........................................................................

......................... 111±

4.5.2.0.1 Min imum conformance requirements for interruptions at transitions between active and non-

active during DRX. ........................................................................ ................................................ 111

4.5.2.0.2 Mini mum conformance requirements for interruptions during measurements on deactivated

NR SCC ........................................................................ ................................................................. 112

4.5.2.0.3 Mini mum conformance requirements for interruptions during measurements on deactivated

E-UTRAN SCC ........................................................................ ..................................................... 113

4.5.2.1 EN- DC FR1 interruptions at transitions between active and non-active during DRX in

synchronous EN-DC ........................................................................ ................................................... 113

4.5.2.2 EN- DC FR1 interruptions at transitions between active and non-active during DRX in

asynchronous EN-DC....................................................................... ................................................... 119

4.5.2.3 EN-D C FR1 interruptions during measurements on deactivated NR SCC in synchronous EN-DC ... 124±

4.5.2.4 EN-D C FR1 interruptions during measurements on deactivated NR SCC in asynchronous EN-

DC ..................................................................... .................................................................................. 130

4.5.2.5 EN-D C FR1 interruptions during measurements on deactivated E-UTRAN SCC in synchronous

EN-DC ...................................................................... .......................................................................... 136

4.5.2.6 EN-D C FR1 interruptions during measurements on deactivated E-UTRAN SCC in asynchronous

EN-DC ...................................................................... .......................................................................... 142

4.5.3 SC ell activation and deactivation delay ........................................................................

............................ 148±

4.5.3.0 Mini mum conformance requirements ........................................................................

......................... 148±

4.5.3.0.1 Mini mum conformance requirements for SCell activation and deactivation delay ....................... 148±

4.5.3.1 EN- DC FR1 SCell activation and deactivation of known SCell in non-DRX for 160ms SCell

measurement cycle ........................................................................ ...................................................... 152

4.5.3.2 EN- DC FR1 SCell activation and deactivation of known SCell in non-DRX for 320ms SCell

measurement cycle ........................................................................ ...................................................... 161

4.5.3.3 EN-D C FR1 SCell activation and deac

tivation of unknown SCell in non-DRX ................................ 162±

4.5.4 UE UL carrier RRC reconfiguration delay ........................................................................

....................... 163±

4.5.4.1 EN-D C FR1 UE UL carrier RRC reconfiguration delay ..................................................................... 163±

4.5.5 L ink recovery procedures ........................................................................

................................................. 173±

4.5.5.1 EN-D C FR1 SSB-based beam failure detection and link recovery in non-DRX ................................ 173±

4.5.5.2 EN-D C FR1 SSB-based beam failure detection and link recovery in DRX ....................................... 174±

4.5.5.3 174±

4.5.5.4 EN-D C FR1 CSI-RS-based beam failure detection and link recovery in DRX .................................. 174±

4.5.6 A ctive BWP switch delay ........................................................................

................................................. 184±

4.5.6.1 DCI- based and time-based active BWP switch ........................................................................

........... 184±

4.5.6.1.0 Mini mum conformance requirements ........................................................................

.................... 184±

4.5.6.1.1 EN-D C FR1 DCI-based DL active BWP switch in non-DRX in synchronous EN-DC ................ 184±

4.5.6.1.2 EN- DC FR1 DCI-based DL active BWP switch with SCell in non-DRX in synchronous EN-

DC ..................................................................... ............................................................................ 185

4.5.6.2 RRC- based active BWP switch ........................................................................

................................... 185±

4.5.6.2.0 Mini mum conformance requirements ........................................................................

.................... 185±

4.5.6.2.1 EN-D C FR1 RRC-based DL active BWP switch in non-DRX in synchronous EN-DC ............... 185±

4.5.7 PSCell addition and release delay ........................................................................

..................................... 186±

4.5.7.1 EN-D C FR1 addition and release delay of known PSCell .................................................................. 186±

4.6 Measurement procedures ........................................................................

........................................................ 187±

4.6.1 Intra-frequency measurements ........................................................................

.......................................... 187±

4.6.1.0 Mini mum conformance requirements ........................................................................

......................... 187±

4.6.1.0.1 Mini mum conformance requirements for event-triggered reporting without gap ......................... 187±

4.6.1.0.2 Mini mum conformance requirements for event-triggered measurements with gap ...................... 190±

4.6.1.1 EN-D C FR1 event-triggered reporting without gap in non-DRX ....................................................... 193±

4.6.1.2 EN-D C FR1 event-triggered reporting without gap in DRX .............................................................. 1

97±

ETSI ETSI TS 138 533 V16.4.0 (2020-09)53GPP TS 38.533 version 16.4.0 Release 16

4.6.1.3 EN-D C FR1 event-triggered reporting with gap in non-DRX ............................................................ 201±

4.6.1.4 EN-D C FR1 event-triggered reporting with gap in DRX....................................................................

206±

4.6.1.5 EN-D C FR1 event-triggered reporting without gap in non-DRX with SSB time index detection ...... 211±

4.6.1.6 EN-D C FR1 event-triggered reporting with gap in non-DRX with SSB time index detection ........... 215±

4.6.2 Inter-frequency measurements ........................................................................

...................... 220±

4.6.2.0 Mini mum conformance requirements for Inter-frequency measurements .......................................... 220±

4.6.2.1 EN-D C FR1-FR1 event-triggered reporting in non-DRX ................................................................... 222±

4.6.2.2 EN-D C FR1-FR1 event-triggered reporting in DRX ........................................................................

.. 228±

4.6.2.3 Void...................................................................

.................................................................................. 236±

4.6.2.4 Void...................................................................

.................................................................................. 236±

4.6.2.5 EN-D C FR1-FR1 event-triggered reporting in non-DRX with SSB time index detection ................. 236±

4.6.2.6 EN-D C FR1-FR1 event-triggered reporting in DRX with SSB time index detection ......................... 242±

4.6.2.7 Void...................................................................

.................................................................................. 250±

4.6.2.8 Void...................................................................

.................................................................................. 250±

4.6.3 Void ........................................................................

.................................................................................. 250±

4.6.4 L 1-RSRP measurement for beam reporting ........................................................................

...................... 250±

4.6.4.0 Mini mum conformance requirements ........................................................................

......................... 250±

4.6.4.0.1 Mini mum conformance requirements for SSB-based L1-RSRP measurement for beam

reporting ....................................................................... ................................................................. 250

4.6.4.0.2 Min imum conformance requirements for CSI-RS-based L1-RSRP measurement for beam

reporting ....................................................................... ................................................................. 251

4.6.4.1 EN-D C FR1 SSB-based L1-RSRP measurement in non-DRX ........................................................... 253±

4.6.4.2 EN-D C FR1 SSB-based L1-RSRP measurement in DRX .................................................................. 258±

4.6.4.3 EN-D C FR1 CSI-RS-based L1-RSRP measurement in non-DRX ..................................................... 262±

4.6.4.4 EN-D C FR1 CSI-RS-based L1-RSRP measurement in DRX ............................................................. 267±

4.7 Meas urement performance requirements ........................................................................

............................... 270±

4.7.1 SS-RSRP ........................................................................

........................................................................... 270±

4.7.1.0 Mini mum conformance requirements ........................................................................

......................... 270±

4.7.1.0.1 Intra-f requency absolute SS-RSRP measurement accuracy requirements ..................................... 270±

4.7.1.0.2 Intra-f requency relative SS-RSRP measurement accuracy requirements ...................................... 272±

4.7.1.0.3 Inter-f requency absolute SS-RSRP measurement accuracy requirements ..................................... 273±

4.7.1.0.4 Inter-f requency relative SS-RSRP measurement accuracy requirements ...................................... 274±

4.7.1.1 Intra-frequency measurements ........................................................................

.................................... 275±

4.7.1.1.1 EN-D C FR1 SS-RSRP absolute measurement accuracy ............................................................... 275±

4.7.1.1.2 EN-D C FR1 SS-RSRP relative measurement accuracy ................................................................ 282±

4.7.1.2 Inter-frequency measurements ........................................................................

.................................... 285±

4.7.1.2.1 EN-D C FR1-FR1 SS-RSRP absolute measurement accuracy ....................................................... 285±

4.7.1.2.2 EN-D C FR1-FR1 SS-RSRP relative measurement accuracy ........................................................ 291±

4.7.2 SS-RSRQ ........................................................................

.......................................................................... 293±

4.7.2.0 Mini mum conformance requirements ........................................................................

......................... 293±

4.7.2.0.1 Intra-f requency SS-RSRQ measurement accuracy requirements .................................................. 293±

4.7.2.0.2 Inter-f requency absolute SS-RSRQ measurement accuracy requirements .................................... 294±

4.7.2.0.3 Inter-f requency relative SS-RSRQ measurement accuracy requirements ..................................... 295±

4.7.2.1 EN-D C FR1 SS-RSRQ measurement accuracy ........................................................................

.......... 296±

4.7.2.2 Inter- Frequency SS-RSRQ measurement accuracy ........................................................................

..... 300±

4.7.2.2.1 EN-D C FR1-FR1 SS-RSRQ absolute measurement accuracy ...................................................... 300±

4.7.2.2.2 EN-D C FR1-FR1 SS-RSRQ relative measurement accuracy........................................................ 306±

4.7.3 SS-SINR ........................................................................

........................................................................... 308±quotesdbs_dbs12.pdfusesText_18

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