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VOLUME II - FACULTY CVS

JANUARY 13, 2021

TABLE OF CONTENTS

1. Arnason, Mark 3 38. Phillips, Blake 282

2. Bable, Jordan 5 39. Pomeroy, Bradley 288

3. Balaban, Steven 9 40. Presslee, Adam 295

4. Bauer, Andrew 10 41. Psutka, Donna 300

5. Bauer, Tim 17 42. Robinston, Linda 302

6. Berberich, Greg 22 43. Robson, Julie 305

7. Blair, Garvin 28 44. Rogozynski, Daniel 306

8. Bortiz, Efrim 29 45. Rohani, Laila 308

9. Brisley, Neill 86 46. Saiy, Sasan 312

10.

Carty, Lynn 98 47. Stoughton, Neal 316

11. Changling, Chen 106 48. Stratopoulos, Theo 330

12. Charters, Darren 111 49. Thompson, James 342

13. Cram, Alec 113 50. Tian, Joyce 346

14. D"Amato, John 121 51. Vanden Bosch, Nancy 352

15. Delamere, D"Arcy 124 52. Vert, Dave 355

16. Demers, Elizabeth 127 53. Vetzal, Ken 358

17. Douglas, Alan 144 54. Vitalis, Adam 365

18. Ducharme, Rob 152 55. Webb, Alan 374

19. Ecclestone, Andrew 165

56. Wiedman, Christine 386

20. Fiolleau, Krista 168 57. Wirjanto, Tony 397

21. Fortin, Steve 170 58. Wu, Kaishu 436

22. Gunz, Sally 180 59. Ye, Jonathan 438

23. Ha, David 195 60. Clarke, Amelia 441

24. Hayes, Frank 199 61. Craik, Neil 450

25. Hilpert, Tracy 202 62. Feltmate, Blair 459

26. Huang, Alan 204 63. Frayne, Bruce 464

27. Jha, Ranjini 210 64. Hall, Heather 472

28. Jiang, Daniel 223 65. Larson, Brendon

482

29. Kennedy, Duane 225 66. Lynes, Jennifer 495

30. Klassen, Ken 236 67. Murray, Dan 501

31. Kraft, Deborah 247 68. Nugent, James 506

32. Lu, Ross 256 69. Scott, Daniel 512

33. Ma, Xuyang 258

70. Thistlethwaite, Jason 526

34. Mann, Shari 263 71. Weber, Olaf 533

35. Nguyen, Tu 265 72. Wilson, Jeffrey 542

36. O"Brien, Patricia 267 73. Wood, Michael 548

37. Oz, Seda 278 74. Young, Steven 555

Mark B. Arnason

602-3 Concorde Place

Toronto, ON

M3C 3K7

(416) 428-0002 arnasonmark@gmail.com

Mark has a 29

year career in the high tech industry, including 10 years in management consulting with companies like Accenture and Deloitte, and 15 years of senior executive experience in the enterprise software space. He was a global executive at IBM Software Group for six and a half years and ran their $1.4B Communications Sector business between 2005 and 2008. Mark also has more than 25 years of Faculty experienc e at the University of Waterloo where he is currently full time faculty for Strategy, High Tech Entrepreneurship and International Business for the School of Accounting and Finance . He has also taught for the Faculty of Mathematics, the School of Computer Science, the Arts

Business Program, and the

Conrad School of Entrepreneurship and Business.

He has a degree in Computer Science from the University of Waterloo (1989) and an MBA from the Kellogg-

Schulich global executive program (2011).

Summary of Career Experience

2017 - Present

2013
-2014 2010
-2012 -Lead Faculty for Strategy and International Business CEO - Transformed the R&D organization and increased productivity by 25% as

SVP Product Strategy and Development

2000
-2008 - Led a global sales team to drive $80MM in industry solution sales as Global

Sales Director

- Grew a client services team from 3 to 25+ employees and managed a $10MM P&L as

VP of Client Services

1997
-2000

Senior Manager

1989
-2006 - Manager

School of Accounting & Finance -

University of Waterloo

July 2008 - March 2010

Lead Faculty for Strategy and International Business

Lead the teaching and delivery of the School"s upper year courses in Strategy and International Business

Co-Faculty Advisor for the University of Waterloo Student Venture Fund Lead Faculty Advisor for Strategy Case Competitions and the ACE student run consulting team Industry Champion for Business & Technology Programs Championed the proposal of a new Executive Masters Program in Business & Technology Taught both Entrepreneurial Strategy (BET 610) and Leadership (BET600) for the Masters of Business, Entrepreneurship and Technology (MBET) program in 2008 an d 2009.

Developed the University"s first course in International Business for the School of Accounting and the Arts

Business Program and grew enrollment from an initial class of 35 students in 2009 to more than 500 today.

Developed Waterloo"s 4

th year course in High Tech Entrepreneurship for the Math Faculty (MTHEL400/COMM400), currently in its 22 nd year of offering for 2018 and delivered to more than 750 students to date. Guest entrepreneurs have included founding CEO"s from RIM, Janna Systems, Sandvine, OpenText, Solect, DWL Software, PNO Consulting, DaVinci, Guestlogix, and many others.

Primary responsibility for managing and delivering Waterloo"s core third year Information Systems course

(CS330) to classes of 100 -150 students over a ten year period from 1995 to 2004 (more than 4000 students taught in total), including a tailored version for the School of Accounting and Finance. Developed and taught Waterloo"s fourth year course in Large Scale Systems Transformation (CS498N) as a joint effort between Andersen Consulting and the

University of Waterloo in 1992 and 1993.

- Kellogg Global Executive MBA, Kellogg-Schulich () - BMath in Computer Science, University of Waterloo ()

Articles & Publications

built/article1992615/ early-stages/article1993343/ entrepreneurs/article1994833/

Jordan Michael Bable, CPA(Inactive)

Current Position

Assistant Professor of Accounting,

Education

Ph.D. in Accounting

Master of Professional Accountancy

Certificate in Forensic Accounting and Fraud Investigation

Bachelor of Science in Accounting

Bachelor of Arts in International Studies

Research

Research Interests:

Publication:

Working papers:

Work in progress:

“Windfall Gains and Managerial Decision-making"

Academic Honors

Deloitte Foundation Doctoral Fellowship, 2016

Dean"s Small Research Grant, 2016

Douglas G. Sisterson Fellowship, 2012

- 2016 AAA/Deloitte/J. Michael Cook Doctoral Consortium Fellow, 2015 Research Award, David Berg Center for Ethics and Leadership, 2015

Travel Grant,

Graduate & Professional Student Government, 2015

Student Award, Federation of Schools of Accountancy, 2011

Delta Mu Delta, 2010

Woodrow A. Potesta Scholarship of Accounting, 2009 - 2010

Mary B. & Edgar N. Jaynes Endowed Scholarship,

2009
- 2010

Phi Beta Kappa, 2006

Presentations and Discussions

2019
CPA Ontario CPMRE Performance Management Research Symposium Discussed: “Strategic versus Reactive Cost Cutting: International Evidence on Modern Cost Management" by Shannon Anderson, Henri Dekker, and Omar Aguilar 2018
Invited Presentation at Chapman University, April 20 Presented: “How Do Investors React to Corporate Political Spending Disclosure?"

2017 ABO Research Conference

Presented: “How Do Investors React to Corporate Political Spending Disclosure?"

Discussed: “Working Longer but not Harder: The Effects of Input-based Pay Allocations and Workforce

Composition on the Duration and Intensity of Effort" by Eric Chan, Steve Kachelmeier, and Xinyu Zhang 2017
Job Market Presentations: Binghamton University, University of Arizona, University of Denver, University of Saskatchewan, University of Waterloo Presented: “How Do Investors React to Corporate Political Spending Disclosure?" 2016

Accounting PhD

Rookie Recruiting and Research Camp

Presented: “How Do Investors React to Corporate Political Spending Disclosure?"

2016 AAA Mid

-Atlantic Region Meeting Presented: “Sources of Employee Appreciation Messages and Bias in Accounting Estimates" Discussed: “The Effect of a Leader's Emotional Intelligence on the Subordinate's Intention to

Whistleblow" by Xin Geng

2015 ABO Research Conference

Discussed: “Ambiguity and Investor Demand for Accounting Conservatism" by Martin Staehle 2015
Conference on the Convergence of Financial and Managerial Accounting Research Presented: “Sources of Employee Appreciation Messages and Bias in Accounting Estimates"

2015 Management Accounting Section Midyear Meeting

Presented: “"

2014 ABO Research Conference

Presented: “"

Discussed: “

" by Clara Xiaoling Chen,

Jeremy B. Lill, and Thomas W. Vance

Teaching Experience

University of Waterloo,

Waterloo, ON

AFM 280 Introduction to Organizational Behaviour, Spring 2019 Averaged 4.7 out of 5 on overall instructor rating AFM 102 Introduction to Managerial Accounting, Winter 2018 Averaged 4.5 out of 5 on overall instructor rating

University of Pittsburgh, Pittsburgh, PA

Instructor, Cost Accounting, Spring 2016

Rated 5 out of 5 for overall teaching effectiveness

Instructor, Managerial Accounting, Summer 2015

Rated 4 out of 5 for overall teaching effectiveness Teaching Assistant, MBA Financial Accounting, Fall 2013, 2014, & 2015 Rated 4.5 out of 5 for all questions in student surveys

Tutor for MBA students, Summer 2013 & Spring 2015

California University of Pennsylvania

, Southpointe, PA Instructor, Introduction to Managerial Accounting, Spring 2012

90% “Strongly Agree" to “I would recommend this instructor to other students."

Service

Associate Director, CPA Ontario Centre for Performance Management Research and Education, 2018

Present

Reviewer, 2020 FARS Conference

Reviewer, 2019 CAAA Mgmt. Acctg., Perf. Mgmt., Finance, Governance, & Strategy Research Grant Program

Faculty Judge, 2019 University of Waterloo Strategy Case Competition Reviewer, 2019 ABO Research Conference and CAAA Conference Faculty Judge, 2018 and 2019 University of Waterloo Investment Research Challenges

Reviewer, 2017 ABO Research Conference

Social Chair, Katz Doctoral Student Organization (Univ. of Pittsburgh) 2015 - 2017

Reviewer, 2015 ABO Research Conference

Reviewer, 2015 Management Accounting Section Midyear Meeting

Reviewer, 2014 ABO Research Conference

Faculty Mentor, 2014 PwC Accounting Case

Competition at University of Pittsburgh

Research Assistant, 2013 - 2014

Graduate Assistant, 2010 - 2011

Auditor,

Defense Contract Audit Agency, Pittsburgh, PA, Jun. 2011 to Aug. 2012 , Huntington Investment Company, Fairmont, WV, Jan. 2008 to Aug. 2009 , Huntington National Bank, Clarksburg, WV, Feb. 2007 to Jan. 2008 , State of West Virginia

Steven Balaban, CFA

33 University Avenue, Apt 2002, Toronto, Ontario, Canada, M5J 2S7 | (416) 939-4975 | sjbalaba@uwaterloo.ca

PROFESSIONAL EXPERIENCE

UNIVERSITY OF WATERLOO Waterloo, Ontario

Lecturer (and prior, Adjunct Faculty) Sept 2014 - Present x Recipient of the University of Waterloo Distinguished Teaching Award in 2019 x Recipient of the WUSA Excellence in Undergraduate Teaching Award in 2019 x Created, developed and teach a new course, AFM 377, titled " P r ivate Equity and Venture Capital" that focuses on raising capital,

structuring deals, creating leveraged buyout (LBO) models, researching venture capital investments and unlocking value through

exit strategies.

x Created, developed and teach a new experiential learning course, AFM 415, titled ³International Study Course´ that takes students

to a global destination, such as the United Kingdom, Hong Kong and Germany, to better understand the global financial landscape.

x Created, developed and teach a new problem based learning (PBL) course, AFM 324, titled "Wealth Management" that focuses on

key areas of wealth management.

x Recreated, developed and teach a course, AFM 204, titled ³Applied Finance´ that focuses on understanding current financial

events, using Microsoft Excel to build financial models and developing the ability to describe corporate value.

x Taught AFM 274, a course focused on capital structure, payout policy, valuation, options and long/short-term financing

x Taught AFM 272, a course focused on global financial markets, risk/return analysis and valuation.

x Taught AFM 121, a course focused on the role of finance in the modern global economy and introduces some basic principles of

financial decision-making

x Mentored the CFA Investment Research Challenge team every year since 2014, including the global championship team in 2016.

MINK CAPITAL INCORPORATED Toronto, Ontario

Founder/Chief Investment Officer May 2011 - Present x Advise, consult and educate family offices on how to invest in private equity CFA SOCIETY TORONTO Toronto, Ontario Member of the Board of Directors Sept 2017 - Present

x Serve as a member of the Board of Directors for the CFA Society Toronto, which strives to achieve our mission and vision through

the following strategic objectives: Driving Member Value and Increasing Designation Value

DUNKLEY CAPITAL CORPORATION Toronto, Ontario

Chief Investment Officer Jan 2008 - Mar 2011 x Negotiated and acquired real estate properties, outdoor advertising assets and small businesses x Built a billboard company with over 200 billboards through organic growth and acquisitions

x Acted as President of Stellar Outdoor Advertising which represented the family of billboard companies including Annis-Way Signs,

Impact Outdoor, Specific HiWay Signs and Stellar Outdoor Advertising

EDUCATION

CFA INSTITUTE Toronto, Ontario CFA Charterholder/Volunteer (CFA Society Toronto) Aug 2010 - Present

x Acted as keynote speaker for many events including CFA Ethics Challenge Event held at the TMX Broadcast Centre in 2019

x Chair of the CFA Awards and University Relations Committee from 2017 ± 2019 (currently serving as Senior Advisor)

x Prior member of the CFA Mentorship Committee, and the CFA Private Client Committee (including member of the subcommittee

that organized the 2015 CFA Annual Wealth Conference) x Served as a Mentor for the Mentorship Program (2015, 2016, 2017 and 2018)

UNIVERSITY OF WATERLOO (UW) AND WILFRID LAURIER UNIVERSITY (WLU) Waterloo, Ontario

Bachelor of Mathematics and Bachelor of Business Administration Sept 2001 - Aug 2006

x Teaching Assistant for MBA Valuation course at WLU and for 2nd year Algebra course at UW

x Studied in Budapest, Hungary at Corvinus University as part of the International Business Exchange Program in 2005

x Intramural Volleyball Champions and Intramural Hockey Semi Finalists

ADDITIONAL INFORMATION

Volunteer Activities and Awards: Judge for UW Investment Research Competition, Judge for UW ACE Startup Competition,

Toastmasters International (Area Level Table Topics Champion), Special Olympics, Out of the Cold (feeding the homeless), Nissan Run

Drunk Driving (MADD), Habitat for Humanity and Hamilton Food Share; Outstanding Canadian Citizenship Award recipient

Interests: Travelling (worked, studied and lived in over 85 countries), investing, learning languages and cultures, sports (volleyball,

hockey, soccer, softball), tutoring, hockey refereeing, Brazilian Jiu Jitsu, public speaking

Andrew M. Bauer

Page 1 of 7

University of

Waterloo Email: ambauer@uwaterloo.ca

HH 3112, 200 University Ave. W.

Phone: 519

-888-4567 ext. 36516 Waterloo, ON Canada N2L 3G1 Fax: 519-888-7562 ACADEMIC POSITION HELD

Assistant Professor,

2017-Present

Canada Research Chair in Taxation, Governance and Risk

Assistant Professor,

2011-2017

EDUCATION

PhD, Accounting 2011

MAcc, Accounting 2003

BA (Honours), Chartered Accountancy

Studies 2002

RESEARCH ACTIVITY

Corporate tax planning, financial disclosure, SOX and internal controls, governance, risk Bauer, A. M., J. Fang, J. Pittman, Y. Zhang and Y. Zhao. 2019.
"The importance of aggressive tax planning to the diversion of corporate resources: Evidence from Chinese public firms." , forthcoming. Amiram, D., A. M. Bauer, and M. M. Frank. 2019. "Tax avoidance at public corporations driven by shareholder taxes: Evidence from changes in dividend tax policy."

94(5): 27

-55.

Bauer, A. M.,

D. Henderson, and D. Lynch. 2018

. "Supplier internal control quality and the duration of customer-supplier relationships." 93(3): 59-82.

Bauer, A. M. 2017. "Data analytics: A high

-level introduction for accounting practitioners." , 48(5): 366-369.

Bauer, A.

M. 2016.
"Tax avoidance and the implications of weak internal controls."quotesdbs_dbs32.pdfusesText_38

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