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[PDF] Pure registered securities account agreement - Groupe Société

Pure registered securities

account agreement

GENERAL TERMS AND CONDITIONSWe stand by you

CONTENTS

A - GENERAL CONDITIONS

1. Opening a securities account................................................................................................... 3

2. Operating a securities account................................................................................................. 4

3. Closing a securities account..................................................................................................... 4

4. Security transactions ................................................................................................................ 5

5. Conditions for the transmission of stock market instructions.................................................. 5

6. Informing the Account holder ................................................................................................... 8

B - APPENDICES

Appendix 1: Tax treatment.............................................................................................................. 9

Appendix 2: Special terms ........................................................................................................... 10

Appendix 3: Price conditions ........................................................................................................ 11

- 2 -

A - GENERAL TERMS AND CONDITIONS:

Pure registered securities account agreement

PREAMBLE: Within the scope of this account

agreement, Société Générale acts exclusively as the authorised agent of the issuing company This agreement concerns the financial instruments, hereinafter referred to as 'the securities', mentioned in paragraph II of Article L 211-1 of the Monetary and Financial

Code (Code Monétaire et Financier), namely:

- Equity securities issued by joint stock companies; - Debt instruments, excluding bills of exchange and cash vouchers; The securities account operates according to the provisions of the general regulations of the French financial markets authority (Autorité des Marchés Financiers) (Book III, Part III,

Chapter II).

The securities account agreement is composed of these general terms and conditions and their appendices. Should the provisions of the aforementioned appendices differ from the general terms and conditions, the provisions of the appendices will prevail. The securities account includes all financial instruments issued by the issuing company (shares, bonds, share warrants, allotment and subscription rights).

1 - OPENING A SECURITIES ACCOUNT

1.1. GENERAL

Any natural person or legal entity can hold a securities account (hereinafter the Account holder). The securities account can be an individual account, a joint and several account, a usufruct and reversionary-ownership account, or a joint securities account. The issuing company and its authorized agent, Société Générale, are bound by professional secrecy. Their staff are under a legal obligation not to disclose any confidential information they have access to. However, confidentiality may be waived at the express request of the Account holder or with his/her express authorisation, exclusively in respect of the people indicated in writing or, in accordance with the law and international agreements, at the request of regulatory, tax or customs authorities or at the request of a judge in a criminal court. Furthermore, the Account holder expressly authorises the issuing company and its authorised agent Société Générale to share confidential information for management reasons with the legal entities in their group, their partners, intermediaries, subcontractors and service providers for the purpose of carrying out the tasks entrusted to them. Within the scope of this contract, Société Générale is required to handle personal data (nominative information) in an automated or non-automated manner. By express agreement, these data transmitted by thequotesdbs_dbs7.pdfusesText_5